Moved by Viscount Younger of Leckie That the draft
Regulations laid before the House on 4 December 2017 be approved
and that this House takes note of the Higher Education and Research
Act 2017 (Transitory Provisions) Regulations 2017 (SI 2017/1145);
of the Higher Education (Fee Limit Condition) (England) Regulations
2017 (SI 2017/1189); and of the Office for Students (Register of
English...Request free trial
Moved by
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That the draft Regulations laid before the House on 4
December 2017 be approved and that this House takes note of
the Higher Education and Research Act 2017 (Transitory
Provisions) Regulations 2017 (SI 2017/1145); of the Higher
Education (Fee Limit Condition) (England) Regulations 2017
(SI 2017/1189); and of the Office for Students (Register of
English Higher Education Providers) Regulations 2017 (SI
2017/1196).
Relevant document: 14th Report from the Secondary
Legislation Scrutiny Committee
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(Con)
My Lords, this marks a particular moment in this House.
Following Royal Assent of the Higher Education and Research
Act in 2017, the regulations to be discussed here today
will bring forward the Government’s historic reforms to the
higher education sector.
I start by thanking the noble Lords of the Secondary
Legislation Scrutiny Committee for their scrutiny of the
HERA regulations laid before this House in December and
detailed in the 14th report from the Secondary Legislation
Scrutiny Committee.
My purpose here today is to speak to the draft access and
participation regulations that require approval. They
support our aim that anyone with the talent and potential
to benefit from higher education should be able to do so.
We have made good progress on this. The latest UCAS data
shows that in 2017 disadvantaged 18 year-olds were 50% more
likely to enter full-time higher education than in 2009. In
addition, 18 year-olds were more likely to enter full-time
higher education than ever before. We know, however, that
there is more to do. For example, the number of mature
students entering higher education has declined and certain
ethnic groups are not achieving the outcomes that we would
expect given levels of prior attainment. Government will
shortly be setting out its priorities for access and
participation through guidance to the Office for Students.
Through the implementation of the HERA, we want to make
further progress on access and participation. The Office
for Students was established on 1 January as the new
regulator for higher education. The OfS brings together the
previous responsibilities of the Director of Fair Access
and the Higher Education Funding Council for England, which
everyone knows as HEFCE. This will enable a strategic focus
on access and participation activities. It will, for
example, allow greater co-ordination of government funding
to widen participation with the money that providers spend
through their access and participation plans. This should
ensure a greater impact on the ground.
The access and participation plan framework set out in HERA
builds on existing arrangements for access agreements.
These arrangements acknowledge institutional autonomy—one
of the hallmarks of our world-class higher education
system. Under HERA, the OfS has a duty to protect academic
freedom, including with regard to admissions. This is the
same arrangement as the Director of Fair Access had under
the 2004 Act.
In addition, HERA will mean that all providers that want to
charge fees and access student finance above the basic
amount must have an access and participation plan approved
by the OfS. Under the new system, newer providers of higher
education will, for the first time, be able to charge and
access student finance for higher-level fees. However, to
do so, they must publicly set out and comply with their
commitments to improve access and participation to higher
education and have these regulated by the OfS.
The legislation places responsibility for access to and
participation in higher education on the OfS, and this will
be a key part of its remit. The OfS will have a champion
for this focus—a Director for Fair Access and
Participation. Chris Millward has been appointed to this
role.
Noble Lords may remember that during the passage of the
Higher Education and Research Bill there was some debate
about this role and whether it was sufficiently clear in
the legislation. Through amendments debated in this House,
and with cross-party support, the expectations for this
role were reinforced in the legislation. The Director for
Fair Access and Participation, shorted to DfAP, will
oversee the OfS’s functions on access and participation and
will report on performance in this area to the other
members of the OfS board. In practice, we expect the DfAP
to approve access and participation plans with higher
education providers.
The access and participation plans will replace access
agreements under the 2004 Act and are an important
mechanism for ensuring that students from disadvantaged
backgrounds and underrepresented groups can access and
succeed in higher education. In these published plans,
providers set out what they are intending to do to widen
access and to support students from disadvantaged and
underrepresented groups to participate and succeed in
higher education.
Any provider that is subject to a fee cap and wishes to
charge tuition fees above the basic amount must, in line
with current practice, have an access and participation
plan approved by the OfS. Providers are expected to spend
an approved proportion of the higher-level fees on
activities to support students from disadvantaged and
underrepresented groups to access and succeed in higher
education.
Access agreements were introduced in 2004 and they have
supported and encouraged improvements in widening
participation. In 2018-19, universities and further
education colleges plan to spend, through their agreements,
over £860 million to widen participation. These regulations
are important in ensuring that the full legal framework is
in place to enable the OfS to approve access and
participation plans developed by providers. They do not
represent a major change in current arrangements regarding
the approval of plans. As I indicated, they largely carry
forward an existing way of working.
The regulations provide the detail on the content and
arrangements for approving and varying access and
participation plans. The regulations provide a framework
for the process by which the OfS, through the DfAP, may
approve access and participation plans with providers. They
also provide for a system of review of approval decisions
such as where the OfS is minded not to approve a plan. The
arrangements for the approval of access and participation
plans are essentially the same as those that have been in
place and set out in regulations since 2004. They have
worked well over that period and the intention is to retain
the process largely as it is.
However, it is always good to review policy and we have
taken that opportunity here. Key changes we have made in
these regulations which should lead to improvements in
access and participation plans include the following areas.
Plans will now be required to consider participation,
success and preparedness for progression from higher
education, as well as access. This support across the
so-called student life cycle is important as access is
meaningful only if entrants go on to complete their courses
and achieve good outcomes. That could include studying for
a masters or a graduate-level job. The regulations require
the OfS to take account of whether a provider has given its
students an opportunity to comment and considered their
views when developing its plan. This change was included
following representations made during the passage of the
Act. We have listened and taken steps to ensure that the
views of students will formally be taken into account. The
regulations also require that providers evaluate their
plans as well as monitoring progress. It is right that
providers invest their efforts in identifying the most
effective ways of supporting students.
While we have not made dramatic changes to the existing
system regarding access and participation plans, the new
legal framework for OfS regulation should improve its
efficacy. Where there are serious concerns that a provider
has not complied with commitments in its access and
participation plan, or other conditions of registration,
the OfS will have access to a wide and more flexible set of
sanctions and intervention measures to tackle these issues
with the individual provider than were available to the
Director of Fair Access previously. This could include
further monitoring, monetary penalties, suspension from the
OfS register or deregistering providers in extreme cases.
Let me take a moment to reinforce the benefits the other
regulations noted here today will bring. As part of the
implementation of HERA they will underpin some of the
mechanisms that will allow the Office for Students to
operate. Through the January transitional regulations, and
further regulations to follow, we will also ensure a smooth
passage to the new regulatory framework. The mandatory fee
limit condition regulations and the register regulations
will provide some of the practical and legal framework
underpinning the OfS. They will allow the OfS to begin
registering providers from April 2018 and this will allow
the full regulatory framework to come into effect from
academic year 2019-20. The register regulations will
underpin the OfS register as a vital transparency tool,
providing standardised headline information about each
provider. The fee limit condition regulations will deliver
the detailed framework for the capping of student fees for
qualifying students and courses at providers registering in
the approved fee cap part of the OfS register. The level of
those fees will need to be approved through affirmative
regulations by both Houses in due course.
It is within this environment, created by HERA powers, that
policy objectives such as those on access and participation
will be delivered and allowed to flourish. I assure all
noble Lords that the instruments noted today do not
determine tuition fee limits, nor do they prejudge
responses to the extensive consultations undertaken. They
are part of the process of bringing the Office for Students
into legal existence and enabling it to set up the
practical tools, for instance its register of providers,
that it needs in order to regulate.
In summary, these regulations provide important detail that
allows providers to develop their access and participation
plans in line with government priorities. They ensure that
the OfS can approve plans in a fair and transparent fashion
and I beg to move that these regulations be approved.
3.30 pm
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(CB)
My Lords, I too express my appreciation of the Secondary
Legislation Scrutiny Committee which drew these instruments
to the special attention of the House because of the issues
of public policy that they are likely to raise. The
committee’s inquiries confirmed something that I believe
noble Lords are well aware of, which is that the OfS has
enormous and unprecedented powers to interfere in and
directly manage our universities. When during the passage
of the Bill we were pressing the Minister and the
Government to take a more active interest in a number of
areas, in particular an accelerated process for bestowing a
university title, the response was that the regulator must
be left to regulate. Professor Stephen Littlechild, who is
the godfather of modern regulation, has recently been
writing frequently about how much of it has gone wrong
because the regulator and the Government seek to manage
rather than to regulate. I have to say that the very short
history of the OfS inclines me to feel that we are faced
not with a Government who want to leave a regulator to
regulate, but one who wish to tell the regulator precisely
how to manage.
Although it is too early to know, there is plenty of scope
for doing this in the areas where these regulations are
relevant. Before I move on to my particular concerns, I
would like to state for the record my interest as a
full-time member of King’s College London and as a governor
of our Mathematics School, which is very much a part of our
current offer agreement. I am enormously proud of my
university’s record on access. The way we have done it
holds many lessons for others, so I pay tribute to that
record and will use it to show how important it is for
universities to really work at making it possible for young
people from all backgrounds to realise their potential and
to follow the courses for which they are suited.
However, there is a number of ways in which the current
regulations go about changing the status quo ante which
have lurking within them some real risks. The particular
focus is on participation by specified groups or those who
are underrepresented and on tracking and demonstrating
their success. No one could be against talented young
people being admitted to university when they are able to
benefit from it and do well while they are there, but if
you are a timid administrator—most administrators are, by
virtue of their position, somewhat timid—it is only too
easy to read into this an invitation in effect to have
quotas and to look at this as the thing that you have to
fulfil in order to get your plan approved. Anyone with any
sense of 20th-century history must feel deeply uneasy about
this in spite of the Minister repeating, correctly, that at
least in principle universities are to remain autonomous in
their admissions processes.
I am very concerned about this emphasis, in particular the
emphasis on supporting participation by specified students,
not even groups but individual people, and the importance
for a university to follow through on this. The wording is
unnecessary and risky, and it makes me deeply uneasy. I
worry that we may lose something which has been a huge
piece of progress in my lifetime, which is that assessment
is anonymous. This is something that student leaders and
students feel strongly about. They feel that they should be
marked on the basis of their work without one knowing who
it is one is marking. As someone who does a great deal of
marking I think that they are absolutely right because I am
always surprised when I find out who got which marks. In
spite of the fact that I of course believe that I am
objective and expert, it turns out that it is really hard
to remove prior conceptions from your assessment if you
know who people are. I am really quite anxious about this.
I am anxious about the wording and the idea that we will be
monitored, and whether we are tracking specified students
to ensure that they are successful.
I simply want to lodge that and say that I hope that other
legislation and conventions will protect the sector from
what seem to be real risks lurking in the way that these
regulations go beyond what we had and place far more
emphasis not just on access and providing help to people,
as we do with our special medical programme. We have a
special introductory year. After that they are like
everybody else. That is how they want it. I understand that
the Government are trying to achieve something entirely
worthy, but there are real risks here to which I would like
to draw your Lordships’ attention.
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(LD)
My Lords, I thank the Minister for introducing these
regulations, particularly for drawing attention to the
access and participation plan. It will come as no surprise
to him that I will talk about disabled students. During the
passage of the Bill and afterwards we had a long
interaction about what would happen for disabled students.
The Minister might say that this does not apply to disabled
students, but they are an underrepresented group. I cannot
see why, when we go through the rest of this, disabled
students should be excluded.
The only reason might be because there are actions in
place, but I am afraid that they are not very good. The
noble Baroness, Lady Wolf, and I might be looking at
different bits of this, but I think of it as the yin and
yang of intervention. Universities now have to take on a
far greater role in supporting disabled people who are
getting less in the way of grants and support than under
the old DSA system. Those with lesser needs are supposed to
be dealt with by the institution. So far so good—it fits in
with the Equality Act and those going through are paying
fees.
The problem is that there is no universal guidance about a
baseline or good practice. When we last looked at this,
roughly half of disabled students were failing. We are
saying that half of them did not have something successful
in place. I went to see the wonderfully named disabled
students sector leadership group, which prepared nearly a
year ago Inclusive Teaching and Learning in Higher
Education as a Route to Excellence—if ever there was a
worse-named document I have not come across it. When I
asked where the guidance and the structure were, as it was
taking on something new—remember that this was a year ago,
although it was 18 months into the system; they had had a
year’s warning—I was told, “We thought we’d let the courts
sort it out”.
Apparently it has not moved on. People have individual
programmes, some of which are related to the integrity of
the university. We cannot tell them what to do. The
Equality Act still applies to them, so how do these two
processes combine? We have a group who will have problems
completing their courses if we do not take some form of
intervention. We know that because we have had a system
that gave them individual support as an individual package
as opposed to the institutional systems providing them. How
do these two sets of approaches work together?
I have been on about this for quite a long time now, and I
would like to get a definitive answer. Will the Office for
Students take on the role of making sure that individual
higher education institutions have a sufficiently good
plan? Has it had long enough to identify those who are not
doing it well? Other institutions have done it. How will it
be made to improve things? The institutions risk losing
students, and that loses fees. That is the institutions’
problem; society’s problem is the student with debt, no
qualification and a sense of failure. I ask the Minister to
give me some guidance today on how the Office for Students
will sort this out. If it will not, why on earth is it
there?
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(Lab)
My Lords, I want to raise just one issue. The noble Lord,
, has referred to
disabled students. The noble Baroness, Lady Wolf, referred
to her pride in her institution’s access programme for
young disadvantaged students. I want to refer to mature
part-time students; there has been a huge reduction in the
number attending our universities, mainly because of the
high level of fees and the huge debt, which older students
are not prepared to take on. It is unclear to me—perhaps
the Minister will explain it—how the access and
participation plans will address this problem? Will they
look at it? If so, what will they do in relation to the
regulation of the proposals for that specific group? In the
past, those drawing up access and participation plans have
not been asked to look at this issue. Will they be in the
future? What will the Office for Students expect them to
cover in relation to trying to recruit more people who are
likely to be both disadvantaged and from groups which have
been underrepresented in higher education for many years?
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(LD)
My Lords, I thank the Minister for setting out these
regulations in such detail. Debating statutory instruments
is frustrating in that we cannot amend or reject them, but
these are not controversial and such a debate gives us an
opportunity to reflect, review and offer suggestions.
It seems extraordinary that someone might be proposed as an
OfS board member whose university credentials had been
exaggerated and who was on record as making remarks that
could not be consistent with the standards stipulated for
public appointments. For many of us, the greater iniquity
was the lost opportunity to broaden the base of the board
and reflect diversity, in particular the total neglect of
the FE sector, which provides a significant number of HE
students. The board also lacks known champions of adult and
part-time learners—I entirely endorse what the noble
Baroness, Lady Blackstone, has just said.
In his reply to my question on this matter a few days ago,
the Minister replied with the names of vice-chancellors and
other members of the HE sector, none of them known for
their expertise nor interest in further education. Is this
valuable sector once again to be marginalised and
overlooked? How will such students be represented on the
board of the OfS?
Just as there are still no active further education sector
representatives on the body so there are no representatives
of the National Union of Students nor university or college
staff. I am sure that the Minister will remember our
concern during the passage of the Bill that the Office for
Students seemed reluctant to let any students near its
deliberations. These deficits need to be remedied rapidly
if we are to have confidence that, as the regulations are
taken forward, they will have input from people on the
board who know about the issues that they are supposed to
represent.
Will the Director for Fair Access take the lead on these
issues? The Minister suggested that he would. Can we be
assured that he will not be subordinate to the director of
the OfS?
Can the Minister also say whether the tertiary funding
review will include part-time and mature students? I come
back to them again and again, because they are too critical
to be forgotten. These students have been the most
adversely affected by student finance changes since 2012.
Since 2010-11, part-time participation has fallen by 61%
and the number of mature students has declined by 39%. Yet
they will be essential to fill the skills gaps and the
employment vacancies where the younger generation does not
have the numbers, nor indeed the skills, to meet demand. In
addition, the part-timers do a great deal to support
widening participation.
On widening participation, what steps are being taken to
encourage more of those from disadvantaged backgrounds
going to university, partly because of the decline in
part-time opportunities? We note with concern the decline
in the overall number of students from lower participation
areas entering HE, which in England has fallen by 15% since
2011-12. Figures for full-time students have risen by 7%
but this has been offset by a simultaneous 47% fall in
part-time students from those same cohorts. Far more must
be done by both institutions and government to ensure that
higher education is accessible to all and that we can
support students through their studies. Little progress has
been made in narrowing the gap between those most and least
likely to enter higher education since 2014. The Sutton
Trust has pointed out that many of these issues go far back
into primary and secondary education as well. I wonder
whether the Office for Students will have any interest in
talking to and liaising with schools on this.
3.45 pm
My noble friend has spoken of the
issues of disability in this respect. The OfS has a key
responsibility to protect students from poor-quality, transient
and negligent providers. That should be particularly important in
the case of disabled students or those needing more support.
Student protection plans should be a requirement of all providers
and will be especially important when HEIs are taken over. There
are ever more examples of universities and HE institutions being
taken over by other outside bodies, the latest being BPP earlier
this year. What assurances can the Minister give about what will
happen to access and participation plans in the event of
takeovers? As the noble Baroness, Lady Blackstone, asked, will
the Minister confirm that HE institutions should take part-time
and mature learners into account in their access and
participation plans?
The Minister also highlighted the fact that there is a worrying
increase in the number of disadvantaged young students dropping
out of university after their first year of the course—we need
more regulations to address that. As he also said, there are
ethnic differences here. We find that black students are more
than 50% more likely to drop out of university than their white
and Asian counterparts. More than one in 10 black students drop
out of university in England, according to a report by two
charitable universities trusts, the UPP Foundation and the Social
Market Foundation. Can the Minister say what action is being
taken in respect of these cohorts in deciding on the access and
participation plans that are presented to the Office for
Students? Can he give us assurances that the new Director for
Fair Access and Participation will be able to sustain the work of
OFFA in terms of resources and his actual position in the OFS
when he takes on these powers? Will he have powers under the Act
and the regulations that allow him to be in the driving seat on
these issues and will he have enough resources? There should be
people on the board with positive experience of disadvantage that
will feed into the decision process outlined in today’s
regulations.
There are a number of other issues. There are issues on senior
pay transparency, for instance, where extraordinary packages for
some vice-chancellors have raised great concerns. We wonder
whether the TEF is positively reflecting teaching, as we did,
indeed, when the Bill was going through. There are issues around
freedom of speech, where the OfS has a role, and on assurances on
institutional autonomy, as the noble Baroness, Lady Wolf, has
already highlighted. We had lively debates on all this during the
passage of the Bill and I am not sure that all of us are entirely
reassured on what is happening at the moment. When we considered
the Bill in Committee, the detail on much of this was quite
opaque and it remains so even with today’s regulations. We shall
continue to monitor developments in all these important areas
where we expressed such concern during the passage of the Bill.
Of course, our deliberations were cut short because of the early
election: we might have managed to tease out more of them during
the normal process of ping-pong.
Finally, I express appreciation for the former Minister,
. He was assiduous in trying to
ensure that opposition voices were heard, and I hope that his
successor will equally be in listening mode as the measures in
the Act are implemented.
-
(Lab)
My Lords, as the Minister explained, these regulations are
the start of a succession of statutory instruments that
will come before the House in implementing the Higher
Education and Research Act. In these opening remarks it is
not possible to debate the regulations without reflecting
on the general principles behind the Act and the huge
changes taking place in our higher education system. We
have seen the tripling of fees, the introduction of loans
and the ending of maintenance grants, promoted by the
Government as market-driven and aimed at putting students
at the heart of the system. Unfortunately, as my noble
friend said at Second
Reading, in reality it relied on the all-too-familiar
neoliberal ideology which places faith in the unregulated
free market as the most efficient allocator of resources,
and which of course has privatisation, deregulation and
individualism as the so-called engines of economic growth.
If we look at the outcome in practice, what do we see?
There is no competition in fees, students are leaving
universities with debts of around £50,000—a large majority
will not pay them in full—we have the most expensive
undergraduate courses in the world, and there has been a
complete collapse in part-time provision and a reduction in
home-based postgraduate students. Some vice-chancellors
took the Government at their word and paid themselves
enormous salaries and perks in the belief that they were
FTSE 250 companies. Most worrying is the huge uncovered gap
in the public finances. There have been a number of reports
on this, including from the Education Policy Institute,
which reckoned:
“The contribution of student loans to net government debt
is forecast to rise from around 4 per cent of GDP today to
over 11 per cent in the 2040s”.
We still have no answer from the Government to what on
earth they will do to face up to the issue.
I find it somewhat ironic that alongside the Government’s
genuflection to free market ideology we have the creation
of the OfS, which brings with it the tools of what could be
a heavy-handed regulator, determined to micromanage what
universities do. I am not an expert in higher education but
I know a little bit about the health service, and I could
not help reflecting that this is in parallel to what has
happened in the health service. We had the Health and
Social Care Act 2012, which is full of the language of the
market. Indeed, it brings in the Competition and Markets
Authority to oversee the activities of NHS providers, with
draconian powers of intervention. But, at the same time,
Ministers continued to micromanage the NHS and set up a
number of other bodies to interfere and intervene in what
they do. We have ended up with the worst of all worlds: a
heavily top-down micromanaged system, within a legislative
framework designed to promote a market—the point the noble
Baroness, Lady Wolf, made.
It seems that we risk going there in higher education. This
tension was seen all too clearly in the character of the
last Education Minister. One moment he was extolling the
virtues of the market and new private providers, and the
next threatening the same institutions with draconian
punishments if they did not do what the Minister wanted.
Intervention in the pay of vice-chancellors might be
justified in the public sector, but it sits rather uneasily
in the competitive market that Mr Johnson was so keen on.
We now have a change of Ministers; the on/off review of
student loans is on again. The Minister should tell us what
direction higher education policy is going in.
The key to our concern is whether Ministers, instead of
promoting scholarship and encouraging research or a concern
for truth, have as their goal turning the UK’s higher
education system into an even more market-driven one at the
expense of both quality and the public interest. It is
worth reminding the House that this is not a broken system
which needs shoring up and intervention. It is the
second-most successful higher education system in the
world, with four universities ranked in the top 10. When
and how will the Government give us an assurance that they
are stepping back from their market-driven obsession and
that they intend for the OfS to be a sensible, balanced
regulator?
Perhaps the OfS has not had the best of starts. The first
press release from this new body, issued on 1 January, made
depressing reading. It was full of guff about choice and
competition, with five prosaic lines from the chairman, Sir
Michael Barber—of blessed memory—who managed to split an
infinitive in welcoming what he described as outstanding
appointments to the board, including a Mr Toby Young. Two
weeks later, the very same Sir Michael got up to say how
much he welcomed Mr Young’s resignation. That is all we
have heard from Sir Michael Barber about Mr Young and his
appointment. In addition to the debacle over that
appointment there is the point raised by the noble
Baroness, Lady Garden. This is not a small board but a
large one, so how can it be that there are no active
further education sector representatives, as confirmed by
the Permanent Secretary last week in front of the PAC? Nor
are there any representatives of the National Union of
Students or university or staff bodies on the board. Will
the Government rectify this?
The main SI before us today is the one on access and
participation. The recent end-of-cycle report from UCAS
offered really concerning statistics, stating that young
people from the most advantaged backgrounds are still 5.5
times more likely to enter university with the highest
entrance requirement than their disadvantaged peers. As Les
Ebdon, the outgoing Director of Fair Access, said in
response last month,
“people with the potential to excel are missing out on
opportunities. This is an unforgivable waste of talent”.
As my noble friend Lady Blackstone said, the statistics and
discussion often focus on the number of 18 year-olds, but
to me the 61% fall in part-time participation since 2010-11
is alarming, with the number of mature students declining
by 39%. Do we have any doubt that this will impact on our
economy and the skills agenda? I thought that Birkbeck put
it right in its evidence on access and participation. It
said:
“The vast majority of our students are aged over 21. Most
choose evening study because they work full-time …
Provision for part-time and mature learners is important
for social mobility”.
What will the Government do to turn this depressing
statistic around?
The Minister referred to the role of the Director for Fair
Access and Participation, which was of course debated
extensively during the passage of the Bill. Can he assure
me that that director will be able to sustain the work of
OFFA on resources and his actual position within the OfS?
Will the director have a direct line to the Secretary of
State and not simply report to members of the OfS board and
the OfS chief executive?
One of the SIs we are debating, Statutory Instrument 1196,
focuses on the register of higher education providers. If
Ministers are still going down this route, they presumably
want the market to embrace failures. I want to ask the
Minster about the failure regime. I refer specifically to
the collapse of the London College of Creative Media.
Wonkhe’s briefing reported that after the college collapsed
and entered into recent administration its validating body,
the Open University, worked very hard to find a new
provider. Despite doing so with a compatible partner, a
speedy closed sale by the administrators to a different
provider altogether caused considerable shock. That raises
a number of questions. How can a provider of higher
education be allowed to collapse, apparently without much
warning, when strict financial checks are meant to be in
place? As Wonkhe’s briefing asked, what does a change of
ownership mean for the validating body, and what say can it
or regulators have over this? Who ensures that students’
interests are protected when debts are owed and providers
change hands at breakneck speed?
I fully support what the noble Lord, , said on the
disabled students’ allowance. The need for proper guidance
is clear, with a baseline against which to assess the
performance of individual universities.
The health of our higher education institutions is of
crucial importance to the UK. We clearly need to do nothing
that would cause that position to be at risk. The OfS has a
clear role in mitigating that risk but it has to respect
the institutional autonomy of our universities and resist
the temptation to micromanage every corner of university
life. I wish it well but I believe its performance needs to
be kept under close scrutiny. Ministers need to step back
from their market-obsessed approach and give universities
the support that they require.
4.00 pm
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My Lords, I thank all noble Lords for their contributions.
I was given prior warning that this debate on the
regulations would turn into a broader debate on a number of
issues raised during the long passage of the Higher
Education and Research Act, and I welcome that. It is good
to go over these issues again, and I hope that I can
address all the questions asked by noble Lords. If I do not
do so or need to get some more specific detailed answers to
noble Lords, I will certainly do so and put a copy of the
letter in the Library of the House.
I shall address the issues raised in no particular order.
The noble Baroness, Lady Wolf, began by asking about the
role of the OFS and the link with Government. I think she
said there was a danger that the Government might be seen
to be telling universities what to do. I reassure the noble
Baroness that the OFS is an arm’s-length body. The
Secretary of State can give guidance or directions to it
and in doing so, they must have regard to the need to
protect the institutional autonomy of English higher
education providers. HERA sets clear limitations in this
context in order to protect academic freedoms and
institutional autonomy. For the first time, it also makes
explicit that guidance cannot relate to parts of courses,
their content, how they are taught or who teaches them, or
admissions arrangements for students. The OFS will
absolutely be left to do its job as the regulator. I know
we had much discussion about this, but I further reassure
the noble Baroness that this is the case.
The noble Baroness also raised concerns about specified
persons or students. I reassure her that there is no
intention to set targets or quotas. To do so would infringe
institutional autonomy, one of the hallmarks of our
world-class higher education system. The OFS, like the DFA
under the 2004 Act, has a duty to protect academic freedom.
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It is all very well saying that this body has institutional
autonomy, but it is well know that Ministers put pressure
on the chairman to appoint Mr Toby Young. That is not a
very good sign of autonomy, is it?
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The noble Lord says it is well known, but I have no
evidence to show that at all. I would like to see that
evidence. There may have been some reports in the press,
but I cannot take the noble Lord up on that point.
In continuing the previous successful approach, the
intention is that the OFS will agree the targets and
benchmarks higher education providers set for themselves,
in keeping with the views expressed by the clear majority
of respondents to the 2015 higher education Green Paper.
The term “specified prospective students” is defined in the
regulations and the intention is to target those from
underrepresented groups.
I now turn to the points raised by the noble Lord,
. I know he feels
very strongly about the guidance given to universities—what
guidance should be given and where we are with that. He and
the House will know that there have been a good few
meetings on this subject. He may not particularly like it,
but I say again that there is already guidance, published
by the Equality and Human Rights Commission, on what
institutions should be doing to fulfil their obligations
under the equalities legislation. We have thought about
this over the past few months and do not believe that
prescriptive guidance is appropriate; there is no evidence
that institutions want it. Institutions are responsible for
making their own decisions about supporting disabled
students, and they have information to enable them to do
so. That information and guidance comes from a range of
other bodies. I cited them the last time we debated this
matter, so I will not go through them now.
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Before the Minister leaves that point, I said that about
half were failing. A field study shows that the best figure
for achievement was 65% and the worst was 42%. There are
various aspects to this. Does this not suggest that
progress has not been good?
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We still maintain that we want institutions to think
imaginatively about the support that individual students
might need, and we will support them in that. That is
because each institution is different: they have different
needs and courses, and are based in different parts of the
country. We think it is absolutely essential that they be
allowed to decide for themselves how disabled students,
including those with dyslexia, are looked after. I know
that we and the noble Lord do not agree on this.
Institutions vary in size, and within institutions there
can be great variation in the way courses are actually
delivered. Disabled students vary greatly in the type and
level of support they require to complete their course
successfully. The sector is moving towards greater
inclusivity, but I am also aware that both the sector as a
whole and particular institutions need to do more. However,
we do not think being more prescriptive is the way forward.
The noble Baroness, Lady Garden, asked why there were no
further education representatives on the OfS board. She has
written a letter to me about this, and I have promised to
reply. I asked today when that letter is due—it is coming
shortly. Notwithstanding that, I will try and answer the
question. Schedule 1 to the Higher Education Research Act
2017 sets out the desirable criteria for the composition of
the OfS board, which Ministers have to have regard to in
making appointments. These criteria were subject to a
rigorous parliamentary debate about whether particular
representation was necessary to enable the board to operate
effectively—for example, a representative from the further
education sector. Parliament concluded that there should
not be a requirement for specific representation from every
single part of the sector that might have an interest in
higher education or in the OfS. Instead, the criteria to
which the Secretary of State must have regard include the
desirability of having members with experience of
“providing higher education” and members from,
“a broad range of the different types of English higher
education providers”.
We believe that the board as a whole meets these criteria.
However, I am absolutely aware of the importance of further
education and of the points made by the noble Baroness. The
letter may tell us more, but that is the answer I can give
at this stage.
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If they are to represent a broad variety of providers,
should further education not be within that broad variety?
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That point has already been noted but I will take it back
to the department.
The noble Baroness also raised the issue of retention
rates, saying that they had worsened recently. This is
certainly an issue we are looking at closely, and we have
put in place policies to ensure that universities remain
focused on it. These regulations extend the remit of access
agreements to become access and participation plans, the
intention being that they will support both access and
student success for disadvantaged groups. The TEF will use
non-continuation rates as a core metric when ascribing
gold, silver or bronze status to individual universities,
although—before a noble Lord intervenes—this method of
assessment is going to be subject to a review.
The new transparency condition created by HERA will require
many higher education providers to publish their completion
rates, broken down by gender, ethnicity and socioeconomic
background. Making this data public will shine a light on
providers that are underperforming in this area.
Transparency is very important.
The noble Baronesses, Lady Garden and Lady Blackstone, and
the noble Lord, Lord Hunt, spoke about part-time study.
That is very important, as it was in our discussions during
consideration of the Bill. We have been taking steps to
help those wanting to study part-time by offering financial
support in the form of loans to cover fees and maintenance
costs. We are working towards launching a new maintenance
loan for part-time students studying degree-level courses
from August this year. In addition, the Government are
looking at ways of promoting and supporting a wide variety
of flexible and part-time ways of learning.
For example, we are consulting on how we can help to make
accelerated degrees more commonly available, a subject
which the noble Baroness, Lady Garden, and I were wholly
involved in this morning. Shorter courses offer to students
the benefits of lower costs, more intensive study and a
quicker return to the workplace. I know that mature and
part-time students is a subject of interest here, and it is
one of the areas the Government asked the Director of Fair
Access to consider in the latest guidance—which, by the
way, goes back to February 2016.
The noble Baroness, Lady Garden, asked what happens to an
access and participation plan if there is a change to the
provider—maybe it is sold or taken over. Under the
regulatory framework proposals on which we consulted on
behalf of the OfS, we suggest that any provider that is
sold or is merging with another provider must notify the
OfS as soon as reasonably possible. The OfS will then carry
out a risk assessment and review what impact of this change
will have on the provider’s registration status. The
outcome will determine whether any further regulatory
action is required, such as the imposition of specific
registration conditions and perhaps increased monitoring.
The noble Baroness asked what the Government were doing to
ensure that more students from BME backgrounds could access
and participate in higher education, which is a good point.
We have seen record numbers of BME students going into
higher education over recent years, and entry rates for all
ethnic groups increased in 2017, reaching the highest
recorded level. Black 18 year-olds have seen the largest
increase in entry rates to full-time higher education over
the period, increasing from 27% in 2009 to 40.4% in 2017, a
proportional increase of 50%. Gaps in retention between
black and white students have also narrowed. However, there
is more to do. We are introducing further measures through
HERA to tackle equality of opportunity. This includes the
transparency condition, which will for the first time
require all universities to publish applications, offers
and acceptance rates broken down by gender, ethnicity and
socioeconomic background.
The noble Lord, Lord Hunt, asked about the Toby Young
point. I know we had a debate during an Oral Question not
so long ago and I do not think anything has changed. This
is an issue that was unfortunate. The process and the due
diligence that was gone through for his appointment were
absolutely fine up until the point where we were not in a
position to look at the 50,000 or so tweets that Mr Young
sent. I pledged to the House that we have a “lessons
learned” exercise on the go on that. Representation on the
OfS board was debated in Parliament, and the make-up of the
board complies with the requirements of the criteria set
out in the Higher Education and Research Act. At the
moment, during the “lessons learned” approach, we have not
yet decided when the last position on the board will be
decided. That is something we are considering very
carefully in the light of what has happened.
The noble Lord also spoke about competition in the sector.
He will know that the OfS has duties that are clearly set
out in HERA, one of which is to have regard to the need to
encourage competition where that is in the interests of
students and employers. That is, if you will, a break that
has been included. I hope that gives the noble Lord some
reassurance on the issue.
The noble Baroness, Lady Garden, asked about the new
arrangements for access and participation. Once it is
integrated into the OfS—this brings us back to the
regulations we are debating today—we expect that bringing
resources and expertise from HEFCE and OFFA together in a
single organisation, while still having a dedicated
champion for widening participation appointed by Ministers,
will provide a greater focus on access and participation.
HERA ensures that the Director for Fair Access and
Participation will be responsible for overseeing the
performance of the OfS’s access and participation
functions, for reporting to other members of the OfS on the
performance of its functions.
The noble Lord, Lord Hunt, asked why, as he put it, we
cannot get the Russell group or Oxbridge to do more on
access and higher education. I have already mentioned that
18 year-olds from disadvantaged backgrounds are entering
full-time higher education at record rates, including to
the most selective universities. However, the noble Lord is
right to some extent: more could and should be done. As I
mentioned, in the latest guidance the Government have asked
the Director of Fair Access to push hard to see that more
progress is made at our most selective institutions via the
access agreements, and it is an important point. Prior
attainment is obviously a critical factor, and universities
have been asked by the DFAP to take on a more direct role
in raising attainment in schools as part of their outreach
activity.
I am not sure I have entirely covered all the questions
that were raised but I hope that, with all those answers to
a number of questions, I have helped.
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I asked specifically whether the access plans will cover
disability adaptation. If the Minister can clarify that
now, either way, it would help with what happens in future.
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They will, but to be able to put some meat on the bones of
that, I will write the noble Lord a further letter to
provide clarification. I know that this is an important and
sensitive area, particularly for him. I beg to move.
Motion agreed.
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