A report from Her Majesty’s Crown Prosecution Service
Inspectorate (HMCPSI) has found that the Crown Prosecution
Service (CPS) is responsible for a significant
number of data security breaches.
Inspectors examined 700 cases to see how effectively the
CPS handles cases before the first hearing in the magistrates’
courts. Inspectors found that 98 of those cases contained a
security beach. However, the CPS was able to prevent a further
breach in 10 of those cases.
All criminal casefiles are generated by the police as a
result of their investigation. The files are then digitally
transmitted to the CPS. In the past, the police have taken
responsibility for identifying sensitive information that should
not be disclosed before transferring the files to the CPS. This
is no longer happening to the same extent and the CPS is
struggling to manage the additional burden.
The breaches included a range of serious errors. Some of
these involved CPS staff sending the wrong set of previous
convictions to the defence or the court. In some, the case
summary contained an unauthorised disclosure such as the
address of a member of the public who called in the
incident. Other breaches included the sharing of
witnesses’ personal details; a victim’s unredacted medical notes;
and photographs of a victim’s injuries which included their date
of birth on a hospital wrist band.
Inspectors also found that in some Areas local policy
stated that staff could make up to five breaches before
undergoing further training.
Inspectors noted that the CPS has worked hard to digitalise
its internal and external processes to help ensure efficiency and
increase security, and measures have been put in place to improve
training and understanding among all staff in handling casefiles.
But the findings show that there is still much to do.
The inspection revealed a clear culture in the CPS that
staff were aware of the need to look out for security breaches
and redact material. However, there is a lack of consistent
national guidance to help staff determine what does and does not
need to be redacted from casefile material. Staff also informed
inspectors that they often found the guidance complex and
difficult to navigate.
Commenting on the report, HMCPSI Head of Inspection Anthony
Rogers, said:
“In preparing a case for prosecution the CPS must process
sensitive information effectively if it is to protect victims and
witnesses. That information may vary from the name of a shop that
has been targeted for theft, to the names and addresses of rape
victims. In most cases it does this well, although the findings
of this report highlight a level of security breaches that must
give rise to serious concern.
“The public needs to be confident that their information
and personal data is being handled safely and correctly when they
provide evidence to assist an investigation or support a
prosecution. It’s clear there is much the CPS needs to do to earn
that confidence.
“The CPS must look at whether it has the right processes
and systems in place to manage casework information and will need
to continue working with the police about handling
casework.”
Note to editors
1. HMCPSI inspects prosecution services, providing evidence to
make the prosecution process better and more accountable. We have
a statutory duty to inspect the work of the Crown Prosecution
Service.
2. The full inspection report is
attached
3. Inspection took place between
February and July 2020.
4. Inspectors examined a file sample of cases from across
the 14 CPS Areas
5. Inspectors also held virtual interviews and meetings
with CPS Areas