Ministers need a clear plan of action to tackle the problem of
rising prison populations and the health and safety of prisoners.
The Justice Committee welcomes the Government’s agreement with
the issues raised in its Prison Population 2022: planning for the
future report, but says ministers have failed to commit to a
sufficient plan of action to effectively tackle the crisis
faced.
In April, the Committee concluded, at the end of an 18-month
inquiry, that the Government’s current approach to prisons was
inefficient, ineffective and unsustainable in the medium or
long-term.
Among a range of recommendations, it set out why there should be
a presumption against sentences of six months or lower and argued
that the Ministry of Justice needs to focus on ensuring safety
and decency in prisons is maintained, as well as improving
rehabilitation of offenders when they leave prison.
The Government Response agrees with the premise of many of the
Committee’s recommendations but offers little in terms of action
in addition to what has already been announced.
The Government had already acknowledged that there is a strong
case for abolishing short sentences. Although it says it is
‘exploring options’, it does not state what these options are or
specify a timescale.
“Back in April we criticised the MoJ’s crisis management
approach to running prisons and the amount of money that has
been wasted in trying to deal with it.
Prisons remain overcrowded and unsafe and as a result
rehabilitative programmes are failing.
Our report has clearly got ministers thinking about the
challenges that must be overcome, but they have not yet clearly
set out an overall strategy or timeframe for action.
Many of the specific responses to recommendations, including on
short sentences, retention of prison staff and the need for a
long-term prison estates strategy, are vague.
I will be writing to the Minister and taking up some issues
during our prison governance inquiry.
There is more to be done to ensure we have the transparency
needed to have a proper debate about the role prison should
play.
We will continue to press for investment in rehabilitation
services that work, and better access to support and
opportunities for offenders which would reduce repeat
imprisonment, alleviate pressures on jails and save public
money. 
This should be happening now, not at some unspecified point in
the future.”
Appendix: Government Response
The Government welcomes the Justice Committee’s report on the
Prison Population 2022: Planning for the Future on how the
Ministry of Justice plans to deal with expected changes in the
prison population. We are grateful to the Committee for their
continued engagement with us, alongside all who gave evidence
in the preparation of the report.
We recognise the key themes drawn out in the Committee’s report
represent the key pillars of an effective prison system. This
government is committed to reducing crime. We know that
reoffending is a major driver of crime and short sentences can
be counter-productive as reoffending rates from short sentences
are much higher than community sentences for equivalent crimes.
This is why our priorities are to rehabilitate offenders and
reduce the £15 billion annual cost to society of re-offending
by ex-prisoners.
The Government believes that there are three key purposes of
prison: protection of the public from the most dangerous and
violent offenders; punishment as a deterrent; and
rehabilitation, to provide offenders with the opportunity take
responsibility for their crimes and prepare for law-abiding
life when they are released for the benefit of wider society.
The Committee has drawn out some of the critical challenges
that we need to overcome to deliver an effective prison system.
We agree that for prisons to be effective, we must get the
basics right. Safe, decent prisons go hand in hand with
rehabilitation and provide the foundation for the relationship
between the prison officer and the prisoner. We are developing
a long-term prison estate strategy that focuses on the
sustainability of a decent, safe and secure estate that can
meet the needs of a changing prison population. The Committee
also explored some themes beyond the shape and size of the
prison estate, particularly examining choices around sentencing
and offender management in the community and their impact on
the prison population. The Government is clear that we do not
want to reverse the sentencing approach for the most serious
offenders. Equally, we should be extremely cautious about
continuing to increase sentences as a routine response to
concerns over crime. We agree with the Committee that there is
a case for reform of short custodial sentences. There is
persuasive evidence showing that they do not work in terms of
rehabilitation and helping some offenders turn their backs on
crime. The level of churn generated by offenders receiving
short sentences is a major driver of instability in the prison
estate.
As the Committee notes, if we are to make appropriate use of
prison places it is essential that we have robust alternatives
to custody and a probation system in which sentence and the
public have confidence. We set out in our response to the
consultation Strengthening Probation, Building Confidence our
proposals for improving the delivery of probation services once
current CRC contracts end. These proposals build on the
Transforming Rehabilitation reforms while aiming to address
some of the challenges the probation system is currently
facing. Significantly our proposals will see responsibility for
the management of all offenders transferred to the National
Probation Service. Alongside these changes we will develop a
more clearly defined role for the private and voluntary sector
in delivering core interventions to offenders and securing
innovation in the provision of these services.
In addition, when parliamentary time allows, we will look to
bring forward legislation to implement a statutory professional
regulatory framework, putting probation on a par with teaching
or social work. This will see ethical and training standards
for different roles, to recognise the skills and expertise of
probation staff and support their ongoing professional
development and expertise in providing a critical public
service.
Our proposals for future probation services should mean that in
the future, it will be easier to respond to the changing
profiles of offenders and to drive improvements across the
probation system. We will continue to leverage the innovation
of the private and voluntary sector, and to ensure probation is
working with partners across the criminal justice system to
reduce reoffending.
We welcome the Committee’s recognition that additional
investment will support us to deliver reforms that will
ultimately benefit society. To optimise our ability to
rehabilitate offenders and reduce re-offending outside of the
prison estate we need to continue to work effectively across
government, and ultimately stop the revolving door from release
back to prison.
We remain committed to greater transparency, where possible, to
allow the public and others to better understand what we do,
the challenges we face and the costs of the criminal justice
system. We are grateful for the Committee’s thorough inquiry on
this issue, and will reflect on their recommendations in
developing our approach to addressing the complex issue of
prison population management within the estate and more widely.
In this response, we provide further detail in response to the
Committee’s recommendations, in line with the themes
identified. We look forward to further engagement with the
Committee on these questions.
The Ministry’s current approach to managing the prison
population and its financial sustainability
Recommendation 1
The Government must
legislate in the next
Queen’s Speech on the purpose of prisons and to strengthen the statutory foundations of
the Prison and Probation
Ombudsman and National Preventive Mechanism, as our
predecessor Committee
recommended in 2017. (Paragraph 29)
Response
The Secretary of State has set out his view of the three
purposes of the prison system: to protect the public, punish
offenders by depriving them of their liberty and rehabilitate
offenders by providing them with the opportunity to take
responsibility for their crimes and prepare them for a
law-abiding life when they are released. We have no immediate
plans to legislate but will consider this alongside putting the
Prisons and Probation Ombudsman on a statutory footing, if
Parliamentary time becomes available.
We recognise that the National Preventive Mechanism (NPM) does
not have a statutory footing; however, its member organisations
do. We will continue to explore with the NPM, its members and
the UN Subcommittee on Prevention of Torture and Other Cruel,
Inhuman or Degrading Treatment or Punishment (SPT) whether
there are additional practical benefits of the NPM having a
statutory basis.
Recommendation 2
The frequent changes in Ministers at the
MOJ and the inevitable
changes in priorities that follow have
hindered the sustained
implementation of an overarching strategic approach to
prisons policy. A clear
dedicated effort will be needed to
ensure that the
ever-worsening decline in safety, which has
now been going on for
five-years, is reversed. Reversals
in cuts in spending on
prisons and investment into staffing,
training, infrastructure
and guidance will be needed and the Secretary
of State for Justice and
the Prisons Minister must demonstrate
decisive action to achieve
this. (Paragraph 34)
Response
Our overarching strategic approach has been consistently based
on making prisons safe, secure and decent by getting the basics
right, increasing staff numbers and rehabilitating prisoners.
Our strategy to improve safety is based both on addressing the
drivers that have driven the recent decline in safety. Our
Drugs Strategy published in April 2019 set out how we are
tackling drugs: restricting supply, reducing demand and
building recovery. To restrict supply, we are strengthening our
gate and perimeter security, increasing the availability of
specialist search teams across the estate, and investing in
procedural, physical and technical security counter-measures.
To reduce demand, we are supporting prisoners by increasing the
range of purposeful activity available and providing positive
incentives to stay clean, such as supporting the introduction
of incentivised substance-free living (ISFL) wings. To build
recovery, we are continuing to work closely with health
partners to provide an effective treatment offer to prisoners
and have invested £9 million to pilot different approaches at
HMP Holme House.
Having the right staffing levels in prisons is key. Our
recruitment campaign resulted in 4,675 additional officers
joining the service since the end of 2016, exceeding the 2,500
prison officers target set out in the White Paper. We are using
these additional officer numbers to introduce the key worker
model, aimed at improving safety and reducing reoffending.
Reforms to the system as a whole need to be complemented by
strong leadership and robust operational grip at individual
prison level. We have supported governors to develop individual
safety strategies by giving them a new framework based around 5
Ps–People, Physical, Population, Partnerships,
Procedures–allowing them to put in place bespoke action plans
tailored to address the drivers behind the safety issues in
their own establishment. Beyond this, the 10 Prisons Project
has given us an opportunity to test additional interventions
focussed on tackling the supply and use of drugs, improving
decency and improving the consistency of leadership. We will
learn from this project to share best practice across the
estate and replicate what works elsewhere. Further details are
set out in the response to recommendation 16.
Effective rehabilitation of offenders in prisons and managing
in the community those who are better off there remains our
focus and will lead to reduced reoffending.
Recommendation 3
We also welcome
the Ministry of Justice’s
efforts to devise strategies that
seek to address some of
the factors that contribute to
reoffending. The
philosophy behind each of the individual strategies is
welcome, but the current
overall approach is largely a collection
of operational policies
and lacks a coherent means of driving
reform, including
processes that link plans, data on outcomes, and
the evaluation and
dissemination of good practice. They are also
woefully under-resourced
and it is unclear what resources, if
any, have been allocated
to future planning. There should be
an overarching strategy
for reoffending and a clear vision for
what prisons will look
like in the future. The Ministry’s rehabilitative strategies should each be underpinned
by clear governance arrangements, action plans, timetables and resources. (Paragraph
35)
Response
We understand the diverse and complex drivers behind
reoffending; accommodation, employment, and health concerns all
play a significant role. The levers to address reoffending are
dispersed across the MoJ and Government more widely. We agree
with the Committee that an overarching strategy focused on
reducing reoffending is required. The Cabinet Office-led
Reducing Reoffending Board (RRB) plays an integral role in
ensuring a joined-up approach across Whitehall to delivering
policies that reduce reoffending. We will continue to work
across Government using an evidence based approach to tackling
the causes of reoffending.
Within MoJ, we have made good progress on rehabilitation
programmes to address the key drivers of reoffending. Our
Single Departmental Plan (SDP), published in May 2018, set the
objective of getting the basics of creating a safe and decent
environment right, since that enables rehabilitation and
ultimately reduces reoffending. Our refreshed SDP for 2019 will
be published shortly and will reaffirm the importance of this.
To do this, we are implementing a cohesive plan to ensure
prisoners receive the right interventions to meet their needs.
This includes giving Governors more control over their budgets
to strengthen their education provision, £7 million investment
for in-cell telephones to allow prisoners to maintain important
family ties, and tackling health issues such as drug addiction.
As prisoners approach release, our strategy turns to securing
accommodation and employment. The New Futures Network brokers
partnerships between prisons and employers in England and Wales
from prison industries inside the walls, through to employment
on Release on Temporary Licence (ROTL) and then jobs on
release. Holding down a job means offenders need support with
accommodation and so, through the Government Rough Sleeping
Strategy, we will invest up to £6.4 million in a pilot scheme
to support individuals released from three prisons.
We have already established joined-up governance across
prisons, probation and the Youth Custody Service (YCS).
Offender Management in Custody (OMiC) is an example of how we
have brought probation expertise into prisons to enhance the
delivery of services for prisoners. This model is based on
individualised planning to match and sequence specific
interventions and support to help individuals change their
lives based on identifying rehabilitation needs and goals. The
role of the individual in jointly owning both the planning of,
and monitoring of progress against, their own rehabilitation
pathway is critical and built into the core OMiC model.
Recognising the Committee’s recommendation to link plans to
data, we know that short sentences can result in offenders
losing access to benefits and drug or alcohol support services
and treatment making outcomes worse. As part of the national
debate on punishment, we want to reconsider what is effective
in reducing reoffending, including through community orders,
and what makes best use of taxpayer money through using prison
officers’ time and resources more effectively.
Recommendation 4
The
Ministry of Justice and
HMPPS are increasingly making more transparent
and positive use of the
evidence base in articulating the
rationale for strategic
approaches. This is essential if the public
are to better understand
who is in prison and how best to stop them from committing further crime. The
creation of a small number
of pilots which will be properly
evaluated is welcome.
Nevertheless, piloting is only helpful if expansion
in programmes which prove
successful are followed through and funded.
The Ministry should set
out in its response to this report how it intends to replicate those pilots which prove
effective to the extent
necessary to achieve substantial reductions in reoffending.
(Paragraph 36)
Response
We welcome the Committee’s recognition of the positive steps we
are taking to make our evidence base in articulating the
rationale for strategic approaches more transparent. We want to
understand what works before we commit significant resources.
We will monitor and evaluate our pilots, and their outcomes
will be taken in consideration when we make allocation
decisions.
Recommendation 5
It cannot be efficient to continue
to spend money maintaining
often dilapidated buildings, many of which
were built in Victorian
times. It is ineffective and inefficient
in economic terms and does
not represent smart justice. (Paragraph 42)
Response
We are committed to the provision of safe, secure and decent
accommodation across the prison estate which provides a
rehabilitative environment. We are developing a long-term
estate strategy which will also balance investment in the
existing estate to ensure that accommodation is brought up to
and maintained at a decent standard while also providing
investment in new builds to create modern, purpose-built
establishments, that improve rehabilitation and create safe and
secure environments.
We are making progress in modernising our estate by opening HMP
Berwyn and progressing with plans to redevelop HMP
Wellingborough and Glen Parva. Construction work starts in May
at Wellingborough with detailed design also commencing on Glen
Parva. We are taking steps to address facilities management
performance with our providers. In addition to the current
capital maintenance allocation, we have made c£30 million
additional investment in 2018/19 to improve the fabric of
prisons, targeting those with the most pressing maintenance
issues to begin bringing them back to acceptable standards.
This has delivered refurbishments of cells, showers and
serveries at a number of prisons including HMP Liverpool,
Wandsworth and Wormwood Scrubs, as well as essential fire
safety work.
Recommendation 6
Maintaining a tight grip
on finances is a laudable
aim, but it is not sustainable if it results in driving down standards of decency
and fails to capitalise on
opportunities to reduce reoffending. We
do not consider that the
Government’s existing approach to
prison reform is
sufficient to resolve major structural deficits to
provision to reduce crime.
Modernising the prison estate is imperative
but ploughing funding into
building prisons to accommodate prison projections
is not a sustainable
approach in the medium or
long-term. Our evidence
demonstrates an urgent need for significant additional
resources for
cross-departmental provision to reduce reoffending. This would
save the Ministry money in
the long-term and would reduce the cost to society of reoffending in the
long-term. We are
open-minded about the solutions and encourage
the Government and wider
public to be so, too. We agree with the Justice Secretary that there is a need
for a refreshed narrative
around the use of imprisonment and
how as a society we wish
to deal with crime. We are
encouraged by his direction of travel in examining
the role that prisons
should play in modern society. This
should include an explicit
recognition that social problems cannot be
meaningfully addressed
through the criminal justice system. This is not
only a moral imperative
but also now a financial necessity.
(Paragraph 43)
Response
We agree with the Committee that social problems cannot be
addressed solely through the criminal justice system. We have
adopted a Government-wide approach to tackling the drivers
behind reoffending. Alongside this, we need to get our
sentencing approach right. This means balancing the need for
tougher sentences for serious offences and recognising that a
routine sentencing approach will inevitably lead to increasing
the prison population. A smarter justice system will support
offenders and be effective in reducing reoffending, ultimately
leading to improved public safety.
Please also refer to our responses to recommendation 3 in
relation to Government approach to reducing reoffending and
recommendations 13-15 in relation to the prison population.
Recommendation 7
The Government must recognise
the extent of the impact
of reductions in funding during
the current Spending
Review period for prisons and probation services
on the quality of these
essential public services, relative to
the size of the overall
resource commitment. We welcome the
Ministry’s proposed approach to
amassing evidence about the funding
required to deliver decent
and well-performing prisons for the
next Spending Review.
Nevertheless, resources to close the hole in
the Ministry’s finances,
address major maintenance problems and run
decent and rehabilitative
prisons up to 2022 are unlikely to
be found. We note the
additional £18 million resource DEL and
£13 million capital DEL
announced as part of the 2018 Budget for measures in support of prison decency, but
this is not sufficient.
There appears to be some way to go to ensure that there is evidence of sufficient
strength to convince the
Treasury to change direction. Once the
Ministry has a clear
picture of the current and projected
costs of running prisons
over the next Spending Review period,
we recommend that they are
published. (Paragraph 44)
Response
Over the past year, we have been working as a department to
develop a clear understanding of our outcomes and the
activities that we need to prioritise over the Spending Review
period. Providing safe, decent and secure prisons with reduced
levels of violence and self-harm has been identified as a key
strategic priority for the department through this process.
As we move towards the Spending Review, we will bring together
the data and evidence that demonstrates why each priority needs
to be an area of focus over the next five years, and how
targeted action in that area could improve the department’s
outcomes. As part of this process we are exploring a range of
choices related to the prison estate and supporting
rehabilitation with the prison and probation system.
This work will support us as we work with HM Treasury to agree
a sustainable settlement which ensures we are able to deliver
our services both as effectively and as efficiently as
possible, and that our funding is targeted towards the
activities that will improve our outcomes.
Recommendation 8
The
Treasury must now be able
to recognise the wider implications
of the decision not to
invest in the prison and probation systems in recent years. It should take this into
account for the future.
The Spending Review exercise for 2020
to 2025 should be
broadened to encompass a more systemic
approach to managing the
£15bn a year costs of reoffending.
This should include
downstream measures, which are out of the
control of the Ministry of
Justice. To inform such an
approach, the Reducing
Reoffending Group should commission urgently a systemic
review of
cross-departmental activity to reduce crime, including mapping
demand and identifying
trends in the funding and outcomes achieved
by a range of public
agencies over the current Spending
Review period. Such
analyses have been conducted to positive effect
in other jurisdictions,
notably the US, enabling a shift in
resources from prisons to
community measures. In the medium-term,
the Ministry must conduct
a wide-ranging and transparent consultation
on its Justice 2030
project, which should be broadened out
to consider the
cross-departmental impact on demand for criminal
justice services. Should
the Government choose not to undertake such
work itself, we propose
that an independent commission should be
established to consult on
and create a sustainable strategic approach
to prison and crime
reduction policy up to 2030. A
similar commission was set
up in Scotland, reporting in 2008
and the Commission on
Justice in Wales, chaired by Lord
Thomas of Cwmgiedd is
currently underway. (Paragraph 45)
Response
The Government supports a cross-departmental approach to
reducing crime and are actively progressing this approach
through the Reducing Reoffending Board and other fora. Please
refer to our response at recommendation 3.
The prison population current and projected
Recommendation 9
The prison population has become increasingly challenging in
nature, with prisoners often having complex health and social needs. Many have
learning disabilities or
mental health conditions, such as psychosis, that make
it difficult to cope with
the criminal justice system and
places an addition burden
on the prison service to manage
their needs. The Ministry
needs acknowledge the challenge it faces
and demonstrate that it
has a long-term strategy to deal with these. (Paragraph 52)
Response
We agree with the Committee’s view that prisoners often have
high levels of complex needs and that effective partnership
working is essential to addressing these. NHS England have
statutory and financial responsibility for healthcare within
English prisons (including for mental health and substance
misuse services), the Health and Justice Partnership Agreement
which was published in April 2018 sets out how we work together
and sets out agreed priorities for delivering safe, effective
and decent healthcare in prisons. Similarly, community
healthcare services are commissioned by local Clinical
Commissioning Groups and substance misuse services by local
authorities.
We recognise that gaps remain in the available data and we are
working to improve this picture through work with academics on
the evidence base and what works to support this cohort. Health
and justice partners are also working to establish the new
Health and Justice Information Service to improve the link
prison healthcare systems to those in the community. The Data,
Evidence and Intelligence Group, comprising health and justice
partners, also looks to enhance the analytical capability
across the health and justice pathway.
We are also leading work with the Association of Directors of
Adult Social Services, DHSC, NHS England and the Welsh
Government to support the system to get the basics right for
social care everywhere.
We also recognise the need to ensure individuals with complex
needs are appropriately supported upon release from prison to
prevent further reoffending. A Connecting Communities Team has
been established at the Drug Recovery Prison (DRP), HMP Holme
House, to aid the transition of prisoners from custody to the
community and help to ensure that recovery continues
post-release. We welcome NHS England’s work to improve
continuity of care and particularly their commitment to
engaging more people in their RECONNECT care after custody
service. Public Health England (PHE) produced a continuity of
care toolkit in August 2018 to support prison healthcare teams
and community-based substance misuse services to improve
engagement in treatment after release. We are working closely
with PHE to implement this toolkit across the regions.
We acknowledge the challenge we face in accommodating men and
women in prison who are severely mentally ill. Working closely
with our NHS partners, there is now much better evidence of the
number of people in prison awaiting transfer to hospital for
mental health assessment and treatment. We will continue to
work with our partners to seek improvements to these care
pathways.
As of April 2019, approximately 33,000 offenders have been
identified to be in scope for the Offender Personality Disorder
Pathway programme. This is a joint national strategy that
provides services for offenders in custody and the community
with complex mental health needs that are linked to offending.
The strategy is also delivering system-wide workforce
development for improving effective working with those with a
personality disorder.
Whilst effective partnership working is improving our
capability to manage the complex needs of prisoners, we also
acknowledge that some key challenges remain. Where this is the
case we are fully committed to working with partners to address
these and ensure that we take a holistic approach to reducing
reoffending. Forums that are key to this include the Health and
Justice Partnership Board and the National Prison Healthcare
Board.
Recommendation 10
The prison population
is projected to grow for
the foreseeable future. Prison population
projections are limited in
their focus on criminal justice system
specific factors and the
likely age and gender of prisoners.
We consider that the
projections should not be produced solely
for the purposes of
understanding the absolute numbers of prison
places required, and of
what nature, but also to ensure
that governors and other
commissioners are able to provide facilities
and interventions that
enables them to manage the prison population
safety and effectively,
with the ultimate outcome of preventing further
crime when those
imprisoned re-enter society. The existing approach
limits the scope for
thinking more laterally about how best
to accommodate the
challenging and complex needs of those remanded
in custody and sentenced
to imprisonment as part of a longer-term strategy. The more challenging mix of those
sentenced to custody is
likely to be partly attributable to the
impact of wider social
policies which do not currently factor
into the Ministry’s
planning. (Paragraph 60)
Response
We agree with the Committee that it is important to understand
the impact of offenders’ complex needs and wider social
policies on future prison populations. Reliably forecasting the
future makeup of the prison population by a wide range of
characteristics is extremely challenging, so we will prioritise
those aspects of the prison population that are most important
to the management of those in custody. We will, however, review
the current scope of the prison population projections and
assess whether there are any other characteristics of the
prison population that would add significant value to
departmental planning and can be reliably included in our
forecasts.
However, in many areas, we have a good understanding of these
and how they are developing. Self-harm continues to rise in
both the male and female estates, with the latest safety
statistics showing a record high of 55,598 incidents in 2018 (a
25% increase from 2017). Changes in the profile of drug use,
and particularly the emergence of psychoactive substances,
contribute to violence, crime and vulnerability within prisons.
That is why we have we have put in place a Drug Strategy and
actions on prison safety as described in recommendation 2. The
health needs of offenders are particularly complex and we know
that offenders have higher rates of substance misuse issues,
mental health problems and complications with physical health
than the general population. For example, an MoJ study of adult
offenders sentenced to prison in 2005 and 2006 found that
nearly half (49%) of prisoners were assessed as being at risk
of suffering from anxiety and/or depression, compared to 16% of
the general population. To meet these needs, we are introducing
an improved induction and support programme and the existing
substance misuse and mental health training offer for all staff
is currently being reviewed. Women offenders have distinct
needs. They are more than twice as likely as male prisoners to
report needing help for mental health problems, are more likely
to have been taken into care, experienced abuse, and witnessed
violence in the home as a child. That is why we have developed
a bespoke offender management approach for women as described
in recommendation 18.
Recommendation 11
Trends in ethnicity and the social
drivers of complex and challenging behaviour should be more explicitly
identified in modelling of the future prison population to inform a more
comprehensive planning strategy which is properly resourced to manage
effectively people in custody. Understanding the reasons for ethnic and
racial disproportionality and seeking to reduce it must form part of a
longer-term strategy for
ensuring the sustainability of the prison
population. The Ministry
must monitor and take seriously the trend
of racial and ethnic
disparity in the prison population. We
intend to carry out
further work in this area. (Paragraph 61)
Response
As described in recommendation 10, reliably forecasting the
future makeup of the prison population is challenging. However,
we are committed to understanding and tackling racial and
ethnic disproportionality in the criminal justice system. We
welcomed ’s review into the treatment
of Black, Asian and Minority Ethnic (BAME) individuals in the
criminal justice system and have an ongoing programme of work
to address his recommendations and take steps above and beyond
these. In October 2018 we published a comprehensive update on
this[1], and will do so again by the end of this year, in
addition to an updated Race and the Criminal Justice System
statistical publication[2].
We have established a Race and Ethnicity Board chaired at
senior official level that holds key partners across the
criminal justice system responsible for improvement. We accept
the principle that we must explain or reform where we find
disproportionate outcomes. In terms of responding to
disproportionate outcomes for BAME people in prison, we are
working to improve the quality, timeliness and breadth of data
available. This will enable enhanced understanding and
effective monitoring of disparity of outcome for any group
across the prison estate.
Please also see response to recommendation 10.
Recommendation 12
To close the large gap between
the money allocated to
prisons by the Treasury and the
current costs of running
and maintaining them, the Ministry of
Justice has estimated that
it would have to reduce the prison population by 20,000 places. By the Ministry’s own
admission this is not
achievable under existing strategies and funding arrangements.
(Paragraph 65)
Response
Decisions on the future size of the prison estate will reflect
the current and projected prison population, including an
assessment of the necessary margin to manage population
fluctuations to ensure that there is always sufficient
capacity.
Please refer to responses to recommendations 13 and 14 in
relation to the size of the prison population.
Explaining the growth in the prison population
Recommendation 13
The rise in the prison population has resulted from a greater
proportion of those convicted being given a custodial sentence and
from custodial sentences becoming longer. This has been driven by a
complex set of factors,
including more minor offending being diverted from
the courts. The most
significant contributor has been legislative factors
created by a series of
political and policy choices by
successive Governments and
parliaments. The fact that a greater proportion
of those who are being
sentenced by the courts are convicted of violent and sexual offences, who will tend to
get longer sentences,
contributes to the increase in the size
of the prison population.
However, this can only partially be
attributed to changes in
underlying crime patterns and leads us
to look at the impact of
legislation, the Sentencing Council and the question of how we should be using
imprisonment. (Paragraph 91)
Recommendation 14
The extent to which sentencing
guidelines have collectively influenced sentencing practice is
not clear. We welcome theSentencing Council’s efforts to predict the impact of
changes to the guidelines
on Ministry of Justice resources and weconsistently note the limitations of these (owing to a
lack of data and resources
and through no fault of the Council) in the responses we make to the
guidelines in our role as
a statutory consultee. In making such
assessments, the Council needs
to have better quality data, which in turn Ministry of Justice needs to resolve as
part of its drive for
better data. There will be opportunity
for the Ministry to
collect better data through its court
reform programme. The
Ministry must also increase the resources it
provides to the Sentencing
Council to conduct explanatory research on
sentencing practice and
trends. (Paragraph 92)
Response (to recommendations 13 and 14 combined):
We agree with the Committee’s assessment of the complex drivers
of the prison population and the reasons for changes to
sentencing outcomes.
Custody should be a last resort but there will be times when an
immediate custodial sentence is the only option. Ultimately,
sentencing must match the severity of a crime and we will
always want to hold in prison those criminals whose offences,
including sexual and violent offences, are so grave that no
other penalty will suffice. We want to see prison numbers come
down but only by carefully considering the drivers of demand,
our approach to sentencing, and the most effective use of the
prison estate.
We note the Committee’s observation about the opportunities to
improve data collection to support the work of the Sentencing
Council and its call for additional resources to be provided to
the Council. The Tailored Review of the Council published by
the Cabinet Office in February 2019 concluded that the Council
was effective and efficient in fulfilling its statutory
functions, and should continue to carry out the functions
required by the Coroners and Justice Act 2009, including
derivative functions such as assessing the impact of
guidelines. We will work with the Sentencing Council to review
the opportunities for improving the evidence base on sentencing
practice and trends.
Recommendation 15
We welcome the Government’s
acknowledgement that there are choices to be made over the future sustainability of the
prisonpopulation, and to ask
questions about how as a society we should use imprisonment. We support the
Secretary of State’s commitment
to look at the sentencing of both short- and longer-term prisoners. As changes to the prison
population have largely
stemmed from legislative change, it stands to
reason that legislative
change should be a primary consideration when
examining these choices.
In the short-term, we recommend that
when changes to sentencing
legislation are being debated in Parliament,
the Ministry considers
what more it might do to make
Parliamentarians aware of
the likely impact on exceedingly constrained resources.
Any strategy for improving
the sustainability of the prison population
will require a review of
sentencing legislation which should include
the role of the Sentencing
Council. We may return to the question of the role of the Sentencing Council,
which is coming up to its
10th anniversary, in a future inquiry. (Paragraph 93)
Response
We agree that the impact on the prison population and on other
resources should always be considered when changes to
sentencing legislation are considered, and more broadly to the
criminal justice system are proposed. Implications for the
prison estate are already routinely assessed during the
formulation of policy and published as part of impact
assessments. However, as noted in our evidence, we agree with
the Committee that changes to the prison population are not
solely due to legislative change.
Prison will be the right place for some offenders and we need
to ensure their time in custody is used effectively to cut
reoffending and crime. We see a need to think more
imaginatively about different and more modern forms of
punishment in the community. There is persuasive evidence
showing community sentences, in certain circumstances, are more
effective than short custodial sentences in reducing
reoffending. We are exploring options to restrict the use of
short sentences but at this stage have not reached any
conclusions. We note the Committee’s recommendations regarding
the scope of any review of sentencing legislation.
The Sentencing Council’s primary statutory role is the
production of guidelines. The statutory responsibilities also
include a duty to consider consistency in sentencing and the
effectiveness of sentences, but it is not a specific function
of the Council to manage the prison population. We do not think
it would be right to redefine the statutory remit to require
the Council to work towards influencing the prison population
level through sentencing guidelines.
Getting the basics right and providing strong incentives for
prisoners to reform
Recommendation 16
There is a grave and worsening situation in the safety of
prisons in England and
Wales despite significant recent, welcome advances
in effort and resources.
Over the last five years, the Ministry and Treasury have essentially adopted a crisis
management approach, despite repeated warnings from us and other key
stakeholders of the consequences. The Urgent Notification process
would not be necessary if the Ministry’s own oversight arrangements were
working effectively. Nevertheless, its introduction undoubtedly has had a positive
impact on the targeting of
resources. We are cautiously encouraged by signs
of a more proactive
approach with significant investment in 10
challenging prisons. The
‘green shoots’ we are promised by the
Prisons Minister are not
borne out in the safety statistics, but we eagerly await them. They are urgently
necessary for those working in prisons, prisoners and their
families, increasing numbers of whom are bearing the scars of years of
underinvestment. We have
very real concerns that support given to the
ten prisons could be at
the expense of others in serious need and we are concerned about the diversion of
resources. All prisons should
have the resources that they need tofoster a safe and decent environment. The Prisons
Minister has set clear
aspirational targets to improve safety and we
willjudge him by the extent to
which these are achieved.
(Paragraph 104)
Response
We recognise the scale of the challenge in prison safety, our
most recent safety statistics make clear the scale of the
issues we are facing showing that the number of assaults in
2018 rose compared to 2017. They also offer cause for measured
optimism that the steps we are taking are beginning to have an
effect as the latest quarter (October to December 2018) has
seen an 11% reduction in assault incidents. Self-harm incidents
also increased overall over the past year, but decreased by 7%
over the last quarter (October to December 2018).
We need prisons to focus on getting the basics right. The 10
Prisons Project has been testing ways to address this, focusing
on three areas–drugs, decency and leadership. We have ensured
that support given to the 10 prisons is not at the expense of
the wider estate. Whilst around 30 staff members have been
temporarily deployed from the wider prison estate to support
the project, they received additional training, and shared
these new skills and experience back in their home
establishment. Their home establishments were risk-assessed to
ensure they could safely lend resource.
We will learn from this project and identify what works so that
it will help inform priorities for future investment across the
estate. We agree with the Committee that all prisons should
have the resources that they need to foster a safe and decent
environment, and the 10 Prisons Project forms just one part of
a larger, £70 million investment in the prison estate.
We have introduced Prison Group Directors each of whom is
responsible for the operational delivery and strategic
oversight of 4 to 7 prisons. This provides enhanced oversight
of a small cluster of prisons. We have also established a new
Performance Directorate in HMPPS, reporting directly to the
CEO. The Directorate sets performance expectations and monitors
outcomes across HMPPS, ensuring that internal assurance is
working effectively and to support/enable improvement activity.
Public sector prisons are subject to a Performance and
Assurance Framework which adopts a balanced approach of outcome
measures, audits and operationally important indicators. High
importance is being placed on measures relating to violence and
drugs levels, security measures, decency of prisoner living
conditions audit and HM Inspectorate of Prisons (HMIP) healthy
prison test scores. The framework is used to manage prison
performance throughout the year and identify those prisons
performing well, most at risk, and to share good practice.
All prisons whether public or private sector are subject to the
independent scrutiny of Independent Monitoring Boards, HMIP
and, the Prisons and Probation Ombudsman.
The introduction in November 2017 of Urgent Notifications (UNs)
by the Chief Inspector of Prisons, underpins our commitment to
transparency and accountability. The Secretary of State is now
held publicly accountable for delivering an urgent and robust
response when HMIP has significant concerns about the
performance of a prison. We also now routinely publish our
action plan responses to inspection reports online. In response
to an earlier Committee recommendation from the inquiry into
HMP Liverpool, we have provided funding to HMIP for new
Independent Reviews of Progress (IRPs) (follow up visits to
assess progress in implementing key recommendations) in 15 to
20 prisons of most concern, and these were introduced in April
2019.
We continue to learn about how best to provide support to
prisons where performance is of concern. Learning from the
support given to prisons subject to UNs and the 10 Prisons
Project is already informing our approach. This will include
better dissemination of best practice across the system to
learn about what works and ensure that prompt action can be
taken.
Recommendation 17
Prison governors
are expected to implement
several rehabilitative strategies at a time
when they are beginning to
benefit from a higher complement of staff and are seeking to focus on reversing the
deep decline in safety.
While we agree that it is right to focus on both decency and rehabilitation,
governors have limited capacity, with prison population at current
levels, to deal withthe range
of competing and challenging demands on their
time. They also continue to
lack meaningful control over their
budgets to enable them to
implement these strategies effectively. We
welcome the fact that
there appears to have been a shiftby Ministers from seeing the problems facing prisons
primarily as a leadership
problem to primarily a resources problem, over
the last two years.
Nevertheless, owing to a lack of
resources, the limitations with
leadership training, which our predecessor Committee
commented on in 2017,
appear unresolved despite a welcome aspiration
to improve it. This is a
matter we may return to in
a future inquiry. (Paragraph 118)
Response
We agree with the Committee’s view that managing prisons is
extremely complex. We want to have safe, secure and decent
prisons; these are the foundations to build effective regimes
and engage prisoners in rehabilitation. We are committed to
developing leaders that can deliver this. We are currently
completing a review of leadership at all levels in HMPPS which
will inform further improvements to the leadership development
offer. Some aspects are being piloted as part of the 10 Prisons
Project to test how best to offer support that drives such
improvement. We have introduced new high potential development
programmes that provide routes for our most promising staff to
progress into leadership positions and new opportunities for
talented external candidates to join the prison workforce
through the Senior Leaders Direct Entry Programme.
Inspections this year are showing that positive progress has
been made in decency and rehabilitation. As part of their
existing role and through recent changes, governors have the
authority to manage some areas locally and make changes based
on their detailed knowledge of the particular circumstances in
a particular prison. This authority covers:
- The core prison day;
- The organisation of their staffing
structure;
- An increased flexibility over their
delegated budget;
- Some scope to vary the industries
provided in their prison; and
- Some scope to vary the offender
behaviour programmes they run.
We recognise that continual improvement will require investment
and remain committed to finding ways in which this can be
effectively addressed.
Recommendation 18
Good relationships foster more settled
and safer prisons. Our evidence
demonstrates a need for greater emphasis on
sentenceplanning, including
preparation for release and resettlement which should
stem from the Offender
Management in Custody model when fully
implemented. While it is a
matter for offender managers to plan individual sentences, it is not yet clear how
this will work for those
representing a low and medium risk, who Community Rehabilitation Companies (CRCs) are
responsible for managing. Another matter to be clarified is how sentence planning will
feed into planning at
establishment level or nationally. The Ministry should
provide details of
sentence planning arrangements, including those handled by
CRCs, and on its planned
evaluation of the Offender Management in Custody model in its response to this report.
(Paragraph 128)
Response
In November 2016, we secured £100 million investment to fund
additional prison officers and have since recruited 4,675
officers to improve safety and deliver the Offender Management
in Custody Model (OMiC). OMiC is making improvements in the way
we support and case manage prisoners through their sentences by
providing a key worker for each prisoner which will provide a
consistent individual with whom prisoners can establish a
relationship, build trust and receive encouragement and support
them to change their lives. All 92 prisons in the closed male
estate have now begun the rollout of key worker. Our focus is
on providing the right management and assurance at every level
of HMPPS to ensure that key worker sessions are routinely
provided and become a standard, consistent part of the prison
regime. To support this, we are developing a new performance
metric for prisons on the percentage of key worker sessions
conducted out of those that were meant to take place in a given
month.
To evaluate the impact of key workers on wider outcomes, in the
short term we are conducting qualitative research with staff
and prisoners to capture their views on the effectiveness of
the new key worker process, and quantitative analysis of
assaults on staff, assaults on prisoners and self-harm in
prisons at different stages of implementation. Feedback so far
from staff and prisoners has been positive. In the longer-term,
the final evaluation is planned to report in the summer of
2020. This will cover a longer time series analysis for the
outcome measures above, further analysis of staff and prisoner
experience including focus groups and questions in the
Measuring the Quality of Prison Life (MQPL) and Staff Quality
of Life (SQL) surveys, and synthesis of data from other sources
such as HMIP reports.
Case management will be implemented in September 2019. This
will see the development of a Prison Offender Manager (POM)
role and will move responsibility for case management into the
prison for the duration of the custodial period for prisoners
serving longer-term sentences. Longer-term prisoners will
receive improved sentence planning and one-to-one supervision
which will be structured and work to support the reduction of
risk of serious harm and reoffending.
There are some specific cohorts of prisoners that would not
receive sentence planning whilst in custody, however they will
all have a Risk of Serious Harm screening completed at Court
and the community Offender Manager will be responsible for
sentence planning pre- and post-release. These cohorts are as
follows:
- CRC prisoners with less than 10
months left to serve both low and medium Risk of Serious Harm;
- CRC prisoners with 10 to 48 months
left to serve who are assessed as low Risk of Serious Harm; and
- NPS and CRC Fixed Term Recall:
Prisoners who have been recalled on a Fixed Term.
A bespoke offender management approach for women in prison has
been developed which incorporates both complexity of need and
risk of harm. It recognises the different challenges and
opportunities in the women’s estate, where self-harm and the
complex needs of some women are of significant concern. The
model includes prison offender managers managing long-term
cases in prisons and acting in support of community offender
managers for shorter term prisoners, with the same handover
timings as in the male model to make sure we have a consistent
model for probation to deliver in the community.
Recommendation 19
Prison is often the endpoint for
people with complex
histories who can present challenging behaviours in
different ways, including
through violence, self-harm, and suicide attempts
as well as their offending
behaviour. The experience of imprisonment
can make these problems
worse or provide an opportunity for them to be addressed. The approach taken by
professionals who deal with them, including probation officers,
forensic and clinical psychologists and other health professionals, and prison officers
can be invaluable in addressing offending behaviour and supporting
change. (Paragraph 134)
Response
We agree with the Committee’s view on the intrinsic value of a
professional approach taken by all staff who interact with
offenders, particularly those with complex needs, across the
estate and in the community. We recruited 4,675 officers using
the £100 million investment to fund additional officer posts to
improve safety and deliver OMiC to support our wider reform
agenda to improve safety in our prisons as referenced in our
response to recommendation 18 and our approach to working with
health professionals is set out in recommendation 9.
Recommendation 20
A key priority for improving the
evidence base should be to
understand better the implications of having a more
‘challengingmix of prisoners’,
including the prevalence of more complex
needs and vulnerabilities,
and how best to address them. Adopting a more balanced approach to violence reduction in
prisons would not mean
that violent incidents should not be addressed, but
rather that effort is also
made to understand the reasons behind that behaviour as well as challenge it. Our
evidence suggeststhat existing
responses are largely punitive, although there are
some promising attempts to
adopt alternative approaches. (Paragraph 135)
Response
We acknowledge that prisoners often have high levels of complex
needs and understand the challenges that this brings and we
welcome the Committee’s acknowledgement of the efforts being
made to adopt alternative approaches to understanding the
reasons behind violent behaviour. See our responses to
recommendations 2, 18, 26 and 27.
We have set out our approach to behaviour management and the
Incentives and Earned Privileges Scheme in relation to
recommendation 26.
Recommendation 21
We have not yet seen evidence
that improvements in
safety can be achieved with the prison
population at current
levels. For example, we are not satisfied
that staffing levels are
sufficient to stabilise prisons and facilitate
meaningful relationships
and to deal with the growing complexity and
challenge of prisoners. We
are also concerned about the loss of experienced staff and the high turnover of
prison officers. As well
as monitoring staffing levels, the diversity of prison
officers should be
monitored to ensure that they can relate
to an increasingly diverse
prison population. Where there are signs
of improvement in prisons
that have received urgent notifications, these
have been achieved at
reduced prison population levels. The Ministry
has recognised in its
recruitment practices that the skills required
of prison officers have
changed but it is not clear to us how the Ministry and HMPPS plan to ensure
that prisons are equipped
with the staffing expertise to handle
the challenges and
complexities. Overcrowded and under-resourced prisons will
not rehabilitate those
suffering from mental ill health, addiction and
illiteracy. (Paragraph
136)
Response
We have set out our response to managing the prison population
at current levels and the increasingly complex needs of
offenders at recommendations 9, 13 to 16 and 24 respectively.
In response to our ability to run safe and meaningful regimes
we met our target to recruit an additional 2,500 prison
officers ahead of schedule. Between October 2016 and March
2019, we recruited a net increase of 4,675 FTE of Band 3 to 5
prison officers. We now have a total of 22,630 prison officers.
The leaving rate for band 3 to 5 prison officers is 11.5%, a
slight increase of 1.2% compared to 31 March 2018 and we have
plans in place to address this through the creation of an HMPPS
retention board and we are actively working with sites with the
biggest retention issues.
We have many skilled and experienced staff who we want to
retain but we are considering how we can open up the service to
others and bring in a wider range of experience. Some steps
have been taken, such as the Unlocked Graduate Scheme and the
re-introduction of the Direct Entry Scheme for future leaders,
but more can be done. There are people with relevant experience
who can bring in new skills and complement the skills of
experienced staff already working in prisons. We want to be
ambitious in this respect and our plans will reflect this.
We have also accepted the recommendations from the Lammy Review
to increase the proportion of BAME people amongst our
workforce. This includes our senior leaders and we have
committed to ensure BAME representation is reflective of the
wider UK population, currently 14%, by 2030. We are
implementing action plans and are monitoring progress against
this target.
Recommendation 22
Managing a more complex
and challenging population
safely and effectively will undoubtedly require greater
resource in terms of
staffing and training. While there is
some recognition of the
importance of this including in developing
a longer basic training
course there is not yet a credible plan for dealing with staffing up to 2022 and
beyond. The Ministry of Justice
should set out such a plan in its response to this
report. (Paragraph
137)
Response
We note the Committee’s recommendation but disagree that we do
not have longer-term staffing plans for HMPPS. To date, we have
increased our staffing levels to implement OMiC as set out in
response to recommendation 18. We have further committed to
continue recruitment at a rate that replaces those who leave
the service (approximately 2,000 to 2,500 prison officers). We
welcome the Committee’s recognition of our plans to extend
training for periods up to 12 months for new staff on the
existing Prison Officer Entry Level Training programme (POELT).
This will combine classroom modules and more time spent in
establishments gaining experiential learning. From January
2020, this training will be delivered as an apprenticeship to
facilitate this.
We are also addressing long-term challenges through schemes
such as the Senior Leaders Direct Entry Programme which
attracts individuals with transferrable skills from other
sectors and prepares them to take on deputy governor roles and
beyond on completion. The Unlocked Graduates programme,
introduced in 2017, saw the first cohort of graduates in July
2019 with a Master’s degrees in Leadership and Custodial
Environments resulting in 150 officers placed in 14 prisons
across London and the South East. Demand for the programme is
growing yearly with over 1,500 applications for 2019 and half
of these coming from top target universities.
Recommendation 23
The Minister, , has rightly focussed
on safety and decency in
prisons, however this has come at the expense of rehabilitation and purposeful
activity. The Ministry needs to refocus its efforts to enable a dual approach
to maintain both safety
and decency, as well as improve
rehabilitation. The Ministry
should review its regime measurement statistics to
properlymonitor the amount of
time prisoners spend outside of their cells, as well as access to purposeful activity,
such as education.
(Paragraph 148)
Response
The Government is committed to rehabilitation but this needs to
be built on a foundation of safety and decency within prisons
as set out in our earlier responses. We already have plans to
update our performance framework from 2020/21 to include
offender Time Out of Cell and time spent on Purposeful
Activity. This will also include the time offenders spend doing
paid work on Release on Temporary Licence (ROTL); and the time
spent in education to assess attainment in English and Maths.
We are also developing a ‘new families and significant other’
performance measure which we will pilot in 2019/20 for future
implementation.
Recommendation 24
Our evidence strongly demonstrates that prisons are
not currently maximising opportunities for rehabilitation. Regime restrictions related
to staffing shortages and other disruptions severely undermine the delivery of
rehabilitative services including
education, mental health
treatment, substance misuse treatment and offending behaviour
programmes. Not only does this
result in immeasurable wasted costs, it can put those providers delivering services at
risk by undermining the
viability of their funding. The nature of regimes
and restricted access to
rehabilitative activities has a cyclical impact
on the degradation of
regimes and safety, owing to the boredom and frustration of prisoners enduring
impoverished regimes, which can in turn lead to violence and self-harm. Regimes
need to be reported upon
in a meaningful way to enable monitoring of their operation, especially since they are
key to rehabilitation. Staffing
levels mean many prisons are not delivering their
intended regimes. The
Government must inform the Committee of the
extent to which prisons
are able to operate their stated regimes through regular updates and the first such
should be produced within
six months from the publication of this report.
(Paragraph 156)
Response
Regime Management Planning (RMP) is managed locally by
governors to effectively manage resources to deliver safe,
decent, secure and rehabilitative regimes. A RMP will clearly
set out the full range of prisoner activities and services that
will be delivered within the prison. It identifies and
communicates required staffing levels, safe operating
procedures and processes to manage short and long-term regime
planning. The additional resources we secured in 2016 has
resulted in an additional 4,675 Band 3 to 5 prison officers.
Governors are beginning to increase regime activity in prisons
as the new staff arrive in their establishments and begin to
gain experience. Governors will be assessing the needs of their
population and the activities on offer to make sure that they
increase activity in a safe and controlled way so that the
stability of the prison is not impacted upon.
We are committed to enhancing the rehabilitative nature of our
prisons whilst balancing the need to maintain safety and
stability. We have further elaborated on our approaches to
further integrating rehabilitation to the standard working day
in our response to recommendation 18 and 23.
As explained in response to recommendation 23, we will be
publishing more data about the regime as part of our
performance framework from 2020/21. This will provide the
Committee with regime information for individual prisons.
Recommendation 25
We note that there have
also been problems
recruiting for other staff, including forensic psychologists
and teachers which must
also be addressed. Creating a rehabilitative
culture will entail
greater integration between the various professionals working
inprisons, which should be part
of the role of prison leadership. Greater integration between
rehabilitative services provided in prisons
should be reflected in
strategies on rehabilitative culture. Greater integration
between rehabilitative
services provided in prisons should be reflected in
strategies on
rehabilitative culture. We recommend that prisons are monitored
on their capacity to meet
the identified needs of prisoners, which would also inform the Ministry’s evidence about
resources. These data
should be used to review the adequacy of
existing recruitment
targets to foster the relationships required to support
the high volume of
prisoners who have complex needs. (Paragraph
157)
Response
We note the Committee’s recommendation and we will continue to
review what additional skills we need across the service at all
levels against the backdrop of the programme of work as set out
in response to recommendation 9.
We are developing plans to deliver against identified needs for
all our prisons. We recognise the need for all professionals in
prisons, whether directly employed or those responsible for
commissioned services, to deliver effective rehabilitation in
prisons.
We have further enhanced this by the increased presence of
probation officers into prisons to work with long-term
prisoners to address questions of reoffending as part of OMiC
as set out in our response to recommendations 18, 21 and 22.
Recommendation 26
Considerable change is required to
foster rehabilitative cultures. The
incentives and earned
privileges scheme and the use of incapacitant
spray for managing
behaviour highlight the potential tensions between the
various purposes of
imprisonment in prison operations. We note the
potential benefits of
incapacitant spray in helping prison staff to
feel safe. While there is
of course a balance to be struck, there is an overemphasis on punitive
approaches, including the use of IEP to remove privileges and the overuse
of disciplinary processes.
We welcome the greater discretion afforded to
governors and recognition
in guidance that punishment and deterrence are
not always effective in
reducing violence. HMPPS should encourage governors
to review the balance
between punishment and rewards as part
of their strategy for
implementing a rehabilitative culture. (Paragraph 166)
Recommendation 27
The clear documentation by of the
strikingly disproportionate impact of imprisonment on BAME
prisoners appears to have had little impact on prison practice to date. It
is disappointing that the
Chief Inspector of Prisons was unable to provide more than one example of a prison having
embraced the principle of
‘explain or reform’. We welcome the
Ministry’s new approach but
note the expectation that this must be achieved within existing resources and
amongst other priorities. (Paragraph 167)
Response (to recommendations 26 and 27 combined):
We welcome the committee’s acknowledgement of the ongoing work
that has been done to enable governors to achieve a better
balance between punishments and rewards as part of their local
strategies for implementing rehabilitative culture. We are
continuing to develop a system which better incentivises
prisoners to abide by the rules and engage in the prison
regime, including education, work and substance misuse
interventions. In parallel, we want to ensure swift justice for
those who break the rules by administering fair and
proportionate sanctions. Our reforms will support and challenge
prisoners to make the right choices to prepare them to lead
crime-free lives when they leave prison.
We are mindful that inspection reports from Her Majesty’s
Inspectorate of Prisons (HMIP) state that the day-to-day
operation of the current system of incentives is focused
disproportionately on punishment, and is rarely used to
effectively motivate good behaviour. Separately, the Lammy
Review noted that Black and Minority Ethnic prisoners widely
regard the Incentives and Earned Privileges scheme as unfair.
We consulted stakeholders, including HMIP and the Lammy
External Advice and Scrutiny Panel on our proposed new
Incentives and Earned Privileges Policy. It focuses on
incentivising and reinforcing good behaviour and encouraging
activities which reduce reoffending; whilst ensuring poor
behaviour results in a loss of privileges. We have analysed
stakeholder responses to the consultation and expect to publish
the new policy in summer 2019.
As an interim measure, we have published a revised
adjudications policy which consolidates the operational updates
to the prison discipline system since 2011, and introduces key
procedural changes to make adjudications quicker and less
bureaucratic, whilst maintaining the necessary safeguards.
However, we recognise that there is more to do which is why we
are undertaking a whole system review of how we manage, and
respond to prisoner rule-breaking. The review will include
revisiting the fundamentals of a prison discipline system; the
purpose of punishment and the extent to which the current range
of punishments achieve this in a procedurally just manner. We
will also consider the interface with, systems such as
Incentives and Earned Privileges and the promotion of a
rehabilitative culture.
Recommendation 28
We expect to see clear evidence of progress in monitoring
and explaining BAME
disproportionality in prisons by the next annual update,
following the expectation
laid down by Lammy that the system must “explain or reform”. Again, significant cultural
change will be required to
change outcomes and we expect this to be
addressed in the
Ministry’s Justice 2030 strategy. In the
short-term, the Ministry should
focus on seeking to reduce
disproportionality in
outcomes in the youth custodial estate. We expect
to be kept updated
directly on this matter. (Paragraph 168)
Response
We are currently developing an offender equalities performance
measure (in response to recommendation 30 of the Lammy Review:
‘HMPPS should develop performance indicators for prisons that
aim for equality of treatment and of outcomes for BAME and
White prisoners’). This new measure is planned for
implementation in the 2020/21 performance framework. There is
also ongoing work to review the Equalities Monitoring Tool used
on internal data systems by prisons and regional equalities
leads to monitor disproportionate outcomes across a range of
protected characteristics, providing prisons with more frequent
and meaningful insights into disproportionate outcomes. We
continue to monitor equalities staffing data to improve the
quality of ongoing work such as recruitment.
The Youth Custody Service (YCS) has made addressing
disproportionality a priority for 2019/20, driven by an
Equalities Delivery Board which will be chaired by the
Executive Director as part of the Departments overarching
governance in response to Lammy (see response to recommendation
11). Work is underway to raise awareness (through the
development of a series of effective practice guides and staff
training on protected characteristic groups), analysis-led
initiatives (completing quantitative and qualitative analysis
on priority areas such as use of force, and identifying actions
to address issues), and establishment led improvement (through
local plans to address disproportionality). The newly-launched
‘Building Bridges’ Framework on positive behaviour introduces a
range of requirements for developing positive, proactive
practice and cultures and requires each Secure Setting to
demonstrate a commitment to addressing discrimination and
disadvantage and to promote equitable outcomes for children.
The requirements from Building Bridges are being built into the
YCS assurance processes.
Recommendation 29
Whilst it is
almost certain that there
will remain a hard core of IPP prisoners who present a significant risk and may
not be safe to release,
the aim of the system should be to ensure that most IPP prisoners are safely
managed back into
communities at the earliest opportunity. We welcome
improvements in rates of
release stemming from the concerted effort to
ensure that IPP prisoners
are managed more effectively towards release.
This is important to
reduce the disproportionate rates of
self-harmwhich may be
indicative of loss of hope which in turn can undermine rehabilitation. The high
rates of recall are troubling. As part of its review of sentencing
the Ministry should
consult on legislative solutions to both release and
recall of indeterminate
sentenced prisoners to bring about sentencing certainty.
(Paragraph 182)
Response
Our primary responsibility is to protect the public. Many
long-term prisoners, including those serving sentences of
imprisonment for public protection (IPPs), pose a high risk of
committing serious sexual or violent offences on release.
We are committed to providing long-term prisoners with
opportunities for rehabilitation so they can demonstrate that
they can be released safely back into the community and we
welcome the Committee’s acknowledgement of our efforts to
improve the progression prospects of IPP prisoners. Through the
joint HMPPS/Parole Board action plan we are continuing to
prioritise post-tariff prisoners in accessing rehabilitative
interventions, including Psychology Services-led reviews, and
enhanced case management for those prisoners with a complex set
of risks and needs. We have also developed Progression Regimes
at four prisons across the country, which are dedicated to
progressing indeterminate prisoners struggling to achieve
release via the usual routes.
These measures are working. The latest published figures show
the population standing at 2,489 at the end of December 2018.
This represents good progress since the population reached its
peak at the end of 2012, at over 6,000 and demonstrates that
where prisoners engage in the sentence planning process and
work with those managing them, they are able to progress
towards release.
We are aware that the rate of self-harm amongst those serving
IPP sentences is higher than in the general prison population.
Reducing the numbers of incidents of self-harm and
self-inflicted deaths in the adult secure estate are key
priority areas. We have rolled out revised and improved
Introduction to Suicide and Self-harm Prevention training,
which has reached nearly 25,000 new and existing staff, with
over 14,000 having completed all six modules. We have also
refreshed our partnership with the Samaritans who support the
excellent Listeners scheme, through which selected prisoners
are trained to provide emotional support to their fellow
prisoners (see response to recommendation 20). Furthermore, the
rollout of the Offender Management in Custody (OMiC) model has
enabled us to deliver a greater level of individual support.
While the number of IPP prisoners recalled to custody has
increased, this rise reflects the increasing numbers that are
now on licence in the community. The power to recall an
offender on licence to prison is a vital public protection
measure. Offenders on an IPP or life licence are recalled only
where they have breached their licence conditions in such a way
as to indicate that they may no longer be safely managed in the
community. However, we are exploring ways to reduce the recall
rate of released IPP prisoners, including by helping them to
understand better the constraints within which they will need
to live in the community to avoid being recalled to custody. We
note the Committee’s support for legislating in this area.
Recommendation 30
Many prisons are operating well over their
operational capacity. Our evidence points strongly to need to provide high quality
care to an increasingly
complex, challenging and vulnerable prison population. Prisons
are not equipped to deal
with this range of issues and their inability to do so limits opportunities
for rehabilitation, even for those who represent a serious risk to the
public. We agree that all
prisoners should be given hope. When prisons are unable to provide access to
effective treatment andinterventions to prisoners eligible for parole this
extends unnecessarily the sentences of those who may be safe to release,
withrobust supervision in the
community, but are unable to demonstrate it. As part of its strategy for a sustainable
prisonpopulation, the Ministry
should explain how it intends to ensure that opportunities for long-term prisoners to
progress their sentences will be optimised. This should include
consideration of the potential benefits of legislative and other options for
managing prisoners serving IPP sentences, particularly those over-tariff
and on recall. (Paragraph 189)
Response
All prisons are operating within their operational capacity,
but we acknowledge that meeting the needs of an increasingly
complex, challenging and vulnerable prison population is
demanding and we agree that all prisoners should be given hope
and we recognise the role that rehabilitative activities play
in supporting their progression. We have also set out plans on
how we intend to address this in response to recommendation 11.
GPS enabled location monitoring is an important tool in
controlling and restricting the movement and certain activities
of offenders. It is now available nationally as an option for
eligible offenders, subject to release by the Parole Board,
including IPP prisoners. The tags are fully enabled to provide
accurate data about offenders’ movements 24 hours a day. They
will allow monitoring of offenders’ compliance with exclusion
zones, attendance at programmes, curfew requirements (GPS tags
can monitor curfew in addition to GPS requirements) and an
individual’s whereabouts known as trail monitoring. While
numbers are likely to be small, we are confident that providing
this additional option to the Parole Board will enable the
release of certain IPP prisoners who might have otherwise not
been released. GPS location monitoring can also be used, where
it is considered appropriate to do so, for IPP offenders who
have been released on licence as an alternative to recall; and
in cases where consideration is being given to re-release
following recall.
Recommendation 31
The issue of the efficacy of sex offender treatment needs
urgent resolution. We expect the Ministry to clarify how it is
evaluating the Kaizen
programme and when it intends to publish the
research. The evaluation should
include consideration of the impact on
outcomes of the level of
qualification of those delivering it and should also address whether the Ministry intends
to review its policy of
recruiting trainee psychologists to fill vacancies, or
whether it might be
necessary to take steps to attract
qualified psychologists to
the role. (Paragraph 190)
Response
The treatment of men with sexual convictions is a complex issue
subject to ongoing monitoring, research and international
scrutiny.
Our programmes are accredited by the Correctional Services
Accreditation and Advice Panel; a group of independent expert
practitioners and academics who verify that the programme has
been designed in line with the latest evidence about what
works.
We are committed to undertaking evaluation of offending
behaviour programmes. However, Kaizen is a relatively new
offender programme and has a relatively low volume of
participants. It is not yet possible to evaluate its effect on
reoffending rates. Given the relatively low rate of proven
reoffending among sexual offenders, impact evaluations for
these types of programmes require larger sample sizes than many
other programmes. Therefore, a robust evaluation requires a
sufficient number of programme participants to have ideally
spent up to five years in the community after the completion of
what, for those eligible for Kaizen, can often be long
sentences. An evaluability assessment is currently underway to
aid the design of future impact evaluations. This internal
assessment is due to be completed by the end of 2019.
Staff are carefully selected and trained to deliver all
offending behaviour programmes in line with accreditation
standards. Session delivery is monitored to ensure that
treatment is delivered as intended. All programmes for men with
sexual convictions are managed by specially trained and
experienced staff (Forensic Psychologists and Probation staff).
Registered Forensic Psychologists are in significant demand
within the UK job market. We are the biggest single employer of
this staff group in the UK. We do not have a policy of
recruiting trainee psychologists only. However, we have put in
place a range of activities to attract registered
psychologists. This includes a ‘rolling’ monthly recruitment
campaign for registered psychologists along with targeted
recruitment for more senior registered psychologists. We also
recruit and will continue to recruit; trainee psychologists and
we have in place a clear strategy to progress these staff to
registered status. A strategy of external recruitment and
internal training and promotion is reducing the shortage of
registered practitioner psychologists.
Recommendation 32
Release on temporary licence provides
opportunities for
prisoners to demonstrate that they are prepared for
a law-abiding life in the
community. The arrangement whereby
private prison directors
must seek permission from HMPPS to release
prisoners on temporary
licence strikes us as unnecessarily bureaucratic and
we hope that the
Ministry’s commitment to review this
processresults in its cessation
by a fixed date determined in the response to this report. (Paragraph
192)
Response
The restrictions on Directors of Private Prisons regarding
Release on Temporary Licence (ROTL) decisions were put in place
to ensure suitable checks were undertaken and ROTL was used
appropriately.
We agree with the Committee that this is no longer necessary
and we have updated our policy to allow Directors of contracted
prisons to take ROTL decisions as part of our new ROTL Policy
Framework published on 16 May.
Recommendation 33
Whilst progress made on the Prison Estates Transformation
Programme is welcome, the new-for-old strategy is not working as intended.
Sites for new prisons have
proven difficult to obtain, older and decrepit prisons have been forced to remain open
owing to population
pressures and receipts from the sale of existing
sites do not cover the
cost of building new prisons. In the short-term this is being recognised by the
Treasury which is funding
new prison building. Refurbishing older prisons
like HMP Birmingham, where
accommodation is substandard, is unlikely to
represent value for money.
We recommend that as part of itsJustice 2030 project the Ministry develops a
realistic, properly costed,
long-term estate strategy, that enables it to meet
theneeds of an ever-changing
prison population. (Paragraph 201)
Response
Please refer to our response as set out to recommendation 5.
Recommendation 34
We welcome the Prison Minister’s
drive to improve the
decency of prisons and his recognition
that this is essential
both for ensuring that our society
treats prisoners humanely
and with dignity and for providing the
foundations for prison
reform. While the deterioration in prison standards
can be attributed
partially to the failure of one of the providers contracted to maintain prisons and the
complexity of the service,
when the Ministry outsourced prison maintenance it did
so in an uninformed,
under-resourced, and unsustainable manner. The
Ministry is now
prioritising bringing down maintenance backlogs, auditing the
truestate of the prison estate,
and developing long-overdue minimum standards for good quality prison accommodation.
We welcome the Ministry’s
commitment to build new prisons that are uncrowded
and to reduce
incrementally overcrowding across the estate. Nevertheless, the
backlog continues to grow,
and many prisoners continue to live in cells designed for fewer people. On the
Ministry’s current spending trajectory, it will take many years
before these major issues
are resolved. We recommend that the Ministry publishes
the results of HMPPS’s
audits of the prison estate along with an action plan setting out how it will
achieve the minimum
standards it is setting and how it will manage the maintenance backlog. Transparency
about the costs of the estate is essential to support public
understanding of the costs of imprisonment. This should include a realistic
assessment of the viability of refurbishing existing accommodation
over the medium and long-term.
(Paragraph 208)
Response
As highlighted in our response to recommendations 5 and 33, we
are developing a long-term estate strategy addressing the
issues identified by the Committee. A high-level survey of the
estate was completed at the end of 2018, the findings of which
are being used to inform the development of this strategy. The
strategy will respond fully to the recommendations made by the
Committee in their report. The strategy and a summary of the
findings of the high-level condition survey will be published
in due course.
Recommendation 35
We welcome the Ministry’s
commitment to creating
smaller, more normalised prison environments with improved
rehabilitativefacilities. The
Ministry must consider how best to develop
the estate more creatively
to diversify provision and cater for thefuture needs of key cohorts of the prison population.
A long-term prison estate
strategy should be created as part of the Justice 2030 project. This should include
provision for trials of
alternative approaches for accommodating and caring for
elderly and otherwise
infirm prisoners, for women who do not
represent a high risk to
the public, and for the treatment of young adults to resolve the long-standing
anomaly of the sentence to
detention in a young offender institution
no longer meaning that
they are accommodated in suitably specialist
provision. (Paragraph
215)
Response
We are developing a long-term estate strategy as part of the
Justice 2030 project in which we will consider how best to meet
future demand on the system, including meeting the needs of
different cohorts. There is a balance to be struck between
specialist provision and maintaining flexibility in the estate.
Through our categorisation review and reconfiguration programme
we are identifying the capacity required for different offender
cohorts and the key roles of individual prisons within the
estate.
To support the future prison estate, we have developed
evidence-based Models for Operational Delivery (MODs) which
recognise the need to consider the varying requirements of
prisoners including men convicted of sexual offences, young
adults, older prisoners and foreign nationals.
We thank the Committee for their recommendations which we will
consider as part of the development of the strategy.
Recommendation 36
We welcome the roll-out of
in-cell telephony which will
enable prisoners to build and maintain stronger family relationships. A modernised
prison estate could benefit
significantly from greater
use of technology to support purposeful activity,
includingeducation and
training, and to free prison staff from
tasks which could be
automated enabling them to spend more
timeengaging meaningfully with
prisoners. We welcome the Ministry’s
commitment to examine how
best to utilise technology as part of the Justice 2030 project and encourage them to
consider the cost benefits
of a major expansion in its use.
(Paragraph216)
Response
We welcome the Committee’s support of our commitment to examine
how best to utilise technology as part of the Justice 2030
project and take on board your encouragement to consider the
cost benefits.
Tackling reoffending through a cross-departmental approach
Recommendation 37
The ability of former
prisoners and those on
community sentences to be able to access appropriate support in the community is vital to
supporting their rehabilitation and reducing reoffending in the
future, potentially reducing the repeated use of imprisonment. We welcome the
Government’s recognition of the need for the new iteration of the
Transforming Rehabilitation programme to address the
shortcomings of the previous one in terms of funding for probation services. The
challenges facingthe Government
in ensuring a sustainable prison population are
not related solely to the
balance between funding for prisons and probation. It is as important to ensure that
other agencies are playing
their part in providing services which are
anecessary pre-cursor to
reducing the use of short prison sentences. While the Justice Secretary has
signalled his intention tomove
resources within the justice system, such an approach
will not be possible
unless other Ministers take responsibility for
funding crime reduction
measures. Action must be taken in the
2019 Spending Review to
address cuts in funding for substance
misuse and mental health
treatment which places unnecessary demands on
prisons and can reverse
some of the positive work that prisons can do. The adequacy of funding for such
provision is a matter for
central Government despite the responsibility for
provision being devolved
to local Government. (Paragraph 228)
Response
Please refer to our response to recommendation 3.
Recommendation 38
The commitment in the Female Offender Strategy to reduce the
use of short sentences for
women by taking a more preventive,
community-based approach
represents an opportunity to do something radical
in seeking to shrink the
prison population. While imprisonment is
necessary for some women,
this would provide a model for adopting similar initiatives in future for others who do
not represent a high risk
of harm to the public. Nevertheless, the existing funding is unlikely to have sufficient
impact. The Government should be more bold in investing in community
alternatives for women
cross-departmentally, not only via the justice system.
Reallocating the £50m from
building women’s community prisons had
the potential to generate
a step-change in the sustainability of community-based provision that is proven to
reduce crime. While it is
undoubtedly necessary for money to be found
to stabilise the safety of
prisons, this is a clear example of the exorbitant costs of imprisonment sucking
up resources that would
have a more beneficial impact on our society
in the long-term if used
in other ways. That the issue of mainstream cross-Government funding for
women’s centres remains
unresolved by consecutive Governments over the last 10
years is a grossly wasted
opportunity to reduce the costly
intergenerational impact
of crime. This must be addressed in the
2019Spending Review. (Paragraph
229)
Response
Ministers have made a public commitment to ensure that there is
sufficient funding to deliver the female offender strategy,
which places a strong emphasis on partnership working, early
intervention and holistic support for this cohort of women, and
more women managed in the community rather than a short
custodial sentence. Ministers have also committed publicly to
looking at how to make the women’s community sector more
sustainable. These commitments will form part of our
considerations for the 20/19 spending review.
Recommendation 39
The Ministry has identified and accepted that reducing
homelessness and providing sufficient suitable accommodation are crucial to halt the
unnecessary revolving door of prisons. This is welcome but a credible means
of addressing this major
structural problem is missing from the
current approach. For
genuine cross-departmental progress to be made
in ensuring access to
housing for those leaving prison, a
basic requirement to
generating stable and crime-free lives, Government
musturgently publish an
accommodation strategy and action plan. (Paragraph
234)
Response
Given the wider societal issues which feed in to homelessness,
it was decided that concentrating resources into a more
strategic, cross-Whitehall approach would provide the most
credible means of addressing this issue. We are now actively
feeding in to the MHCLG-owned Rough Sleeping Strategy and
Delivery plan.
The current position of this work is:
- A joint MoJ and MHCLG three-year
offender accommodation pilot will begin in July, aiming to
support individuals released from HMP Bristol, Leeds and
Pentonville who are at risk of becoming homeless or sleeping
rough. The pilots will test a new partnership approach with
prisons, Probation Providers and Local Authorities working
together, to secure and sustain accommodation for offenders on
their release. Lessons learnt from the pilots will inform
future provision of accommodation for ex-offenders as part of
the longer-term reform to probation services.
- Since November 2018 DWP and MoJ have
been working together to improve the process for prisoners
claiming benefit payments on release, including through testing
improvements in HMP Belmarsh, Wayland and Norwich.
- A new accommodation performance
measure is now included in the 2019/20 prison performance
framework. This measure relates to the proportion of
individuals released from prison into accommodation in line
with Section 10 (Duty to Refer) of the Homelessness Reduction
Act 2017. This will operate alongside the existing CRC
Assurance Metric C (Allocated Person Resettlement
Services–Accommodation), and it is hoped that this joint
approach will engender improved collaborative working and
collective accountability.
Recommendation 40
We welcome the pilots of drug and alcohol treatment
requirements attached to community orders and for supporting those likely
to be facing homelessness
on release. Nevertheless, these fundamental issues require a
large-scale, nationwide,
adequately funded response. Further cuts to local
authorities are likely to
further undermine this. Should the accommodation
and treatment pilots be
successful, the Ministry should consider as
part of their case to the
Treasury the implications of thesepilots for resources to replicate them, which are
likely to be significant.
The pressures on the prison population are
too great not to act soon.
A key issue for the Government which must be addressed in the 2019
Spending Review and the
Justice 2030 strategy must be funding drug
and alcohol support
services, mental health services, housing and
community-based therapeutic centres to the extent which will
have a medium- and longer-term
impact on the size of the prison population. (Paragraph 235)
Response
We welcome the Committee’s recommendation and will actively
work with colleagues across government to ensure the learning
and evaluation from the accommodation and treatment pilots
inform our bid to the Treasury for future funding.
As explained in recommendation 3 we are working with Ministers
across government to develop a joined-up approach.
Recommendation 41
We support the Government’s approach to the
abolition of short, ineffective
prison sentences. The scale of the prison population
crisis is such that it
requires a fresh and decisive response. We note with interest the move in Scotland towards
astatutory presumption against
custodial sentences of under 12 months.
We repeat the
recommendation we made in our report on
Transforming Rehabilitation that the Government should
introduce a presumption against short custodial sentences and believe, in addition to
their welcome move towards
avoiding the use of sentences under 6 months,
they should model the
effects of abolishing sentences of fewer
than 12 months. We welcome
clarification by the Secretary of State as to what he means by a robust community
sentence. We heard that it is
possible to create sentences which provide a balance between robustness and
effectiveness, but note that tough sentences are not the same as effective
ones in terms of reducing
reoffending. We wish to hear in response to this report how specifically he intends to
improve sentencer confidence in community penalties, which is a
significant issue and challenging to remedy. This should include an
assessment of theadequacy of
existing advice provided to courts by the
National Probation Service
about a defendant’s history to enable
sentencers to base their
decisions on a fuller understanding of
offending behaviour and
personal circumstances. (Paragraph 251)
Response
We welcome the Committee’s support for sentencing reform and
the recommendation to restrict the use of short custodial
sentences. There is a strong case to abolish sentences of six
months or less, with some exceptions. We are currently
exploring options, including looking at the approach taken in
Scotland and whether we can go further than this. At this stage
we have not reached any conclusions.
We note the Committee’s remarks on the potential for tension
between punishment and rehabilitation. Community Orders can be
an effective alternative to a custodial sentence and are not a
“soft option”. Current legislation gives courts the flexibility
to impose robust community sentences that also address the
criminogenic needs of the offender and can be tailored to the
individual’s circumstances.
We know that sentencers have concerns about delivery of
probation services. We set out in our strategic consultation to
the response ‘Strengthening Probation, Building Confidence’
proposals for improving services that build on the Transforming
Rehabilitation reforms, with clear roles for public, private
and voluntary sector providers. In our future approach, we
intend that all offender management services will be delivered
by the National Probation Service (NPS). We also want to
harness the innovation that private and not-for-profit
organisations have demonstrated that they can bring to the
delivery of interventions as demonstrated by the Transforming
Rehabilitation reforms. We will retain and build on this
success by contracting for innovation partners to deliver key
services, such as Unpaid Work, Accredited Programmes. Contracts
will be designed flexibly so that innovative approaches can be
quickly identified and spread across the system. We will also
develop a dynamic framework for directly commissioning,
resettlement and rehabilitative interventions from the private
and voluntary sector markets, ensuring that the NPS source
interventions from the wider market. In steady state we
anticipate the value of outsourced serviced and interventions
to be around £280 million per annum. We will complement this by
ring-fencing up to £20 million in a targeted innovation fund to
attract match funding from other Government Departments or
commissioning bodies, including social finance providers. The
fund will be reserved for innovative, cross-cutting approaches
and will enable us to test ‘proof of concept’ services before
scaling these up.
We are also aware that many sentencers want more knowledge of
the interventions which are delivered locally. We are planning
to impose more specific contractual obligations for suppliers
to deliver up-to-date information on their services for
offenders and in relation to the efficacy of the interventions
and activities. We will introduce NPS Regional Directors with
responsibility for working with partners and local stakeholders
to develop shared priorities and directly commission services.
This will ensure the Judiciary receive a better service and
more detailed information about available community sentence
options. We are looking at how we can better train and equip
our court-based staff to improve the assessment of risk and
needs and the assessment of suitability for appropriate
interventions.
We also anticipate that the introduction of GPS enabled
location monitoring will increase confidence in community
orders, by improving the protection of the public and providing
support for offender management in the community.
Recommendation 42
We praise the efforts
of the Judiciary and the
Ministry to ensure that sentencers have the information required about the interventions
provided by CRCs. The Judiciary is entitled to expect that, in
addition to being punished, those who are subject to probation
supervision have good quality support, good quality interventions and
an opportunity to move on
with their lives. This should be more explicitly
addressed in sentencing
guidelines. We expect the Ministry to explain
in its response to our
report how it intends to deliver this under its revised Transforming
Rehabilitation programme. The Government
should as a medium-term
priority consider the value of judicial monitoring in its effort to improve sentencer
confidence, and as part of
a wider strategy for reducing reoffending which
integrates the role of the
courts. (Paragraph 252)
Response
Regular engagement with offenders is critical to effective
supervision. It is vital that probation staff are seeing
offenders regularly, and that the form and quality of this
contact supports the challenging and candid conversations that
will often be required to assess risk and promote change. There
is little evidence on the optimal form or frequency of contact
with offenders. Nevertheless, we know that inspections by HMI
Probation have found some offenders are not being seen
frequently enough, and missed appointments are not always being
properly challenged. To ensure courts have confidence that
sentences are being delivered and enforced, we have established
an enforcement hub to share good practice and drive
performance, and we are regularly sharing data with the
judiciary. We also recognise the concerns, noted by the
Committee, that remote supervision should not be used as the
only means by which an offender is supervised, and that the
physical environment in which offenders are seen must be
conducive to fostering open and honest engagement and
maintaining confidentiality.
By bringing responsibility for delivery of all offender
management within the NPS in future, we will remove some of the
complexities that have caused challenges in the current model
of delivery. This will make it more likely that an offender
will have continuity of supervision through their sentence
while strengthening processes for managing risk.
We intend to more tightly specify Rehabilitation Activity
Requirements (RAR) provision in future probation arrangements
and will mandate centrally the core areas of need where we
expect interventions to be available for those with a RAR and
for those on licence. These interventions will address the
areas of need either strongly associated with reoffending or
which provide the stabilisation that an individual need to
focus on other issues. We anticipate that this focus on
ensuring delivery of a core suite of rehabilitative
interventions will provide reassurance to sentencers and will
mean that there is a geographically consistent range of
interventions which cover the basic frequently occurring needs
without precluding the delivery of additional interventions to
reflect local and regional needs and priorities.
Court progress reviews have been used in this jurisdiction
primarily in the context of designated problem-solving courts,
and as part of treatment orders. The North Liverpool Community
Justice Centre, which operated a problem-solving approach,
showed little evidence of an impact on reoffending rates when
evaluated. There are also practical difficulties, particularly
in the magistrates’ courts, of facilitating ongoing contact
between offenders and individual sentencers in substantial
numbers of cases. We have not discounted that elements of the
problem-solving approach, including court progress reviews,
might contribute to better outcomes for offenders in
appropriate cases and we are exploring whether returns to court
to revoke or review for good progress could support offenders’
motivation to desist. Currently, the Drug Rehabilitation
Requirement (DRR) allows for court progress reviews. They have
proved to be a useful way of monitoring the sentence and
holding the offender to account. We have introduced the
Community Sentence Treatment Requirement programme in five
courts to increase the use of DRRs, alongside Alcohol Treatment
Requirements and Mental Health Treatment Requirements, working
with NHS and public health partners.
Recommendation 43
The recent reduction in the
prison population through
administrative steps taken to increase the use
of Home Detention Curfew
is encouraging and has created necessary
headroom. We agree that there
is potential for further reductions
using GPS electronic
monitoring and welcome the evaluation published by
the Government in February
2019. Nevertheless, these measures and reducing
short prison sentences
cannot alone solve the prisons crisis. (Paragraph
257)
Response
We welcome the Committee’s support of measures to increase the
use of Home Detention Curfew (HDC). We agree that HDC alone is
not the solution to the challenge of the prison population.
However, HDC has an important role in supporting the transition
of offenders back in to the community.
On 28 March 2019 we published a Policy Framework on HDC. Among
other changes, this takes account of the availability of
location monitoring technology and enables it to be used where
it would enable prisoners to be safely released on HDC who
otherwise may not be.
Conclusion
Recommendation 44
Greater transparency is necessary to
enable the public and others to understand the true costs and the challenging
and testingnature of decisions
which needs to be made about public spending on prisons and other aspects of
criminal justice. This should form the first step of the Justice
Secretary’s ‘national
conversation’ about these matters, which cannot continue to
be hidden behind either
prison gates or within the Ministry of Justice at Queen Anne’s Gate (Paragraph
264)
Response
We would like to reassure the Committee that we are committed
to greater transparency, where possible, to allow the public
and others to better understand what we do, the challenges we
face and the costs of the criminal justice system.